Irving Howe, "Black Boys and Native Sons"

(first published in DISSENT, Autumn 1963)


James Baldwin first came to the notice of the American literary public not through his own fiction but as author of an impassioned criticism of the conventional Negro novel. In 1949 he published an essay called "Everybody's Protest Novel," attacking the kind of fiction, from Uncle Tom's Cabin to Native Son, that had been written about the ordeal of the American Negroes; and two years later he printed "Many Thousands Gone," a tougher and more explicit polemic against Richard Wright and the school of naturalistic "protest" fiction that Wright represented. The protest novel, wrote Baldwin, is undertaken out of sympathy for the Negro, but through its need to present him merely as a social victim or a mythic agent of sexual prowess, it hastens to confine the Negro to the very tones of violence he has known all his life. Compulsively re-enacting and magnifying his trauma, the protest novel proves unable to transcend it. So choked with rage has this kind of writing become, it cannot show the Negro as a unique person or locate him as a member of a community with its own traditions and values, its own "unspoken recognition of shared experience which creates a way of life." The failure of the protest novel "lies in its insistence that it is [man's] categorization alone which is real and which cannot be transcended."

Like all attacks launched by young writers against their famous elders, Baldwin's essays were also a kind of announcement of his own intentions. He wrote admiringly, about Wright's courage ("his work was an immense liberation and revelation for me"), but now, precisely because Wright had prepared the way for the Negro writers to come, he, Baldwin, would go further, transcending the sterile categories of "Negro-ness," whether those enforced by the white world or those defensively erected by the Negroes themselves. No longer mere victim or rebel, the Negro would stand free in a self-achieved humanity. As Baldwin put it some years later, he hoped "to prevent myself from becoming merely a Negro; or even, merely a Negro writer." The world "tends to trap and immobilize you in the role you play," and for the Negro writer, if he is to be a writer at all, it hardly matters whether the trap is sprung from motives of hatred or condescension.

Baldwin's rebellion against the older Negro novelist who had served him as a model and had helped launch his career was not, of course, an unprecedented event. The history of literature is full of such painful ruptures, and the issue Baldwin raised is one that keeps recurring, usually as an aftermath to a period of "socially engaged" writing. The novel is an inherently ambiguous genre: it strains toward formal autonomy and can seldom avoid being a public gesture. If it is true, as Baldwin said in "Everybody's Protest Novel," that "literature and sociology are not one and the same," it is equally true that such statements hardly begin to cope with the problem of how a writer's own experience affects his desire to represent human affairs in a work of fiction. Baldwin's formula evades, through rhetorical sweep, the genuinely difficult issue of the relationship between social experience and literature.

Yet in Notes of a Native Son, the book in which his remark appears. Baldwin could also say: "One writes out of one thing only--one's own experience." What, then, was the experience of a man with a black skin, what could it be in this country? How could a Negro put pen to paper, how could he so much as think or breathe, without some impulsion to protest, be it harsh or mild, political or private, released or buried?

"Gawd, Ah wish all them white folks was dead."

The day Native Son appeared, American culture was changed forever. No matter how much qualifying the book might later need, it made impossible a repetition of the old lies. In all its crudeness, melodrama, and claustrophobia of vision, Richard Wright's novel brought out into the open, as no one ever had before, the hatred, fear, and violence that have crippled and may yet destroy our culture.

A blow at the white man, the novel forced him to recognize himself as an oppressor. A blow at the black man, the novel forced him to recognize the cost of his submission. Native Son assaulted the most cherished of American vanities: the hope that the accumulated injustice of the past would bring with it no lasting penalties, the fantasy that in his humiliation the Negro somehow retained a sexual potency--or was it a childlike good nature?--that made it necessary to envy and still more to suppress him. Speaking from the black wrath of retribution, Wright insisted that history can be a punishment. He told us the one thing even the most liberal whites preferred not to hear: that Negroes were far from patient or forgiving, that they were scarred by fear, that they hated every moment of their suppression even when seeming most acquiescent, and that often enough they hated us, the decent and cultivated white men who from complicity or neglect shared in the responsibility for their plight.

Yet it should be said that the endlessly repeated criticism that Wright caps his melodrama with a party-line oration tends to oversimplify the novel, for Wright is too honest to allow the propagandistic message to constitute the last word. Indeed, the last word is given not to Max but to Bigger. For at the end Bigger remains at the mercy of his hatred and fear, the lawyer retreats helplessly, the projected union between political consciousness and raw revolt has not been achieved--as if Wright were persuaded that, all ideology apart, there is for each Negro an ultimate trial that he can bear only by himself.

Wright confronts both the violence and the crippling limitations of Bigger Thomas. For Bigger the whites are not people at all, but something more, "a sort of great natural force, like a stormy sky looming overhead." And only through violence does he gather a little meaning in life, pitifully little: "He had murdered and created a new life for himself." Beyond that Bigger cannot go.

At first Native Son seems still another naturalistic novel: a novel of exposure and accumulation, charting the waste of the undersides of the American city. Behind the book one senses the molding influences of Theodore Dreiser, especially the Dreiser of An American Tragedy, who knows there are situations so oppressive that only violence can provide their victims with the hope of dignity. Like Dreiser, Wright wished to pummel his readers into awareness; like Dreiser, to overpower them with the sense of society as an enclosing force. Yet the comparison is finally of limited value, and for the disconcerting reason that Dreiser had a white skin and Wright a black one.

The usual naturalistic novel is written with detachment, as if by a scientist surveying a field of operations; it is a novel in which the writer withdraws from a detested world and coldly piles up the evidence for detesting it. Native Son, though preserving some of the devices of the naturalistic novel, deviates sharply from its characteristic tone: a tone Wright could not possibly have maintained. and which, it may be, no Negro novelist can really hold for long. Native Son is a work of assault rather than withdrawal; the author yields himself in part to a vision of nightmare. Bigger's cowering perception of the world becomes the most vivid and authentic component of the book. Naturalism pushed to an extreme turns here into something other than itself, a kind of expressionist outburst, no longer a replica of the familiar social world but a self-contained realm of grotesque emblems.

Baldwin's attack upon Wright had partly been anticipated by the more sophisticated American critics. Alfred Kazin, for example, had found in Wright a troubling obsession with violence: "If he chose to write the story of Bigger Thomas as a grotesque crime story, it is because his own indignation and the sickness of the age combined to make him dependent on violence and shock, to astonish the reader by torrential scenes of cruelty, hunger, rape, murder and flight, and then enlighten him by crude Stalinist homilies."

The last phrase apart, something quite similar could be said about the author of Crime and Punishment; it is disconcerting to reflect upon how few novelists, even the very greatest, could pass this kind of moral inspection. For the novel as a genre seems to have an inherent bias toward extreme effects, such as violence, cruelty, and the like. More important, Kazin's judgment rests on the assumption that a critic can readily distinguish between the genuine need of a writer to cope with ugly realities and the damaging effect these realities may have upon his moral and psychic life. But in regard to contemporary writers one finds it very hard to distinguish between a valid portrayal of violence and an obsessive involvement with it. A certain amount of obsession may be necessary for the valid portrayal--writers devoted to themes of desperation cannot keep themselves morally intact. And when we come to a writer like Richard Wright, who deals with the most degraded and inarticulate sector of the Negro world, the distinction between objective rendering and subjective immersion becomes still more difficult, perhaps even impossible. For a novelist who has lived through the searing experiences that Wright has there cannot be much possibility of approaching his subject with the "mature" poise recommended by high-minded critics. What is more, the very act of writing his novel, the effort to confront what Bigger Thomas means to him, is for such a writer a way of dredging up and then perhaps shedding the violence that society has pounded into him. Is Bigger an authentic projection of a social reality, or is he a symptom of Wright's "dependence on violence and shock"? Obviously both; and it could not be otherwise.

For the reality pressing upon all of Wright's work was a nightmare of remembrance, everything from which he had pulled himself out, with an effort and at a cost that is almost unimaginable. Without the terror of that nightmare it would have been impossible for Wright to summon the truth of the reality--not the only truth about American Negroes, perhaps not even the deepest one, but a primary and inescapable truth. Both truth and terror rested on a gross fact which Wright alone dared to confront: that violence is central in the life of the American Negro, defining and crippling him with a harshness few other Americans need suffer. "No American Negro exists who does not have his private Bigger Thomas living in the skull."

If Bigger Thomas, as Baldwin said, "accepted a theology that denies him life," if in his Negro self-hatred he "wants to die because he glories in his hatred," this did not constitute a criticism of Wright unless one were prepared to assume what was simply preposterous: that Wright, for all his emotional involvement with Bigger, could not see beyond the limitations of the character he had created. This was a question Baldwin never seriously confronted in his early essays. He would describe accurately the limitations of Bigger Thomas and then, by one of those rhetorical leaps at which he is so gifted, would assume that these were also the limitations of Wright or his book.

Still another ground for Baldwin's attacks was his reluctance to accept the clenched militancy of Wright's posture as both novelist and man. In a remarkable sentence appearing in "Everybody's Protest Novel," Baldwin wrote, "Our humanity is our burden, our life; we need not battle for it; we need only to do what is infinitely more difficult--that is accept it." What Baldwin was saying here was part of the outlook so many American intellectuals took during the years of a postwar liberalism not very different from conservatism. Ralph Ellison expressed this view in terms still more extreme: "Thus to see America with an awareness of its rich diversity and its almost magical fluidity and freedom, I was forced to conceive of a novel unburdened by the narrow naturalism which has led after so many triumphs to the final and unrelieved despair which marks so much of our current fiction." This note of willed affirmation--as if one could decide one's deepest and most authentic response to society!--was to be heard in many other works of the early fifties, most notably in Saul Bellow's Adventures of Augie March. Today it is likely to strike one as a note whistled in the dark. In response to Baldwin and Ellison, Wright would have said (I virtually quote the words he used in talking to me during the summer of 1958) that only through struggle could men with black skins, and for that matter, all the oppressed of the world, achieve their humanity. It was a lesson, said Wright with a touch of bitterness yet not without kindness, that the younger writers would have to learn in their own way and their own time. All that has happened since bears him out.

In his own novels Baldwin hoped to show the Negro world in its diversity and richness, not as a mere specter of protest; he wished to show it as a living culture of men and women who, even when deprived, share in the emotions and desires of common humanity. And he meant also to evoke something of the distinctiveness of Negro life in America, as evidence of its worth, moral tenacity, and right to self-acceptance. How can one not sympathize with such a program? And how, precisely as one does sympathize, can one avoid the conclusion that in this effort Baldwin has thus far failed to register a major success?

His first novel, Go Tell It on the Mountain, is an enticing but minor work: it traces the growing-up of a Negro boy in the atmosphere of a repressive Calvinism, a Christianity stripped of grace and brutal with fantasies of submission and vengeance. No other work of American fiction reveals so graphically the way in which an oppressed minority aggravates its own oppression through the torments of religious fanaticism. The novel is also striking as a modest Bildungsroman, the education of an imaginative Negro boy caught in the heart-struggle between his need to revolt, which would probably lead to his destruction in the jungles of New York, and the miserly consolations of black Calvinism, which would signify that he accepts the denial of his personal needs. But it would be a mistake to claim too much for this first novel, in which a rhetorical flair and a conspicuous sincerity often eat away at the integrity of event and the substance of character. The novel is intense, and the intensity is due to Baldwin's absorption in that religion of denial which leads the boy to become a preacher in his father's church, to scream out God's word from "a merciless resolve to kill my father rather than allow my father to kill me." Religion has of course played a central role in Negro life, yet one may doubt that the special kind of religious experience dominating Go Tell It on the Mountain is any more representative of that life, any more advantageous a theme for gathering in the qualities of Negro culture, than the violence and outrage of Native Son. Like Wright before him, Baldwin wrote from the intolerable pressures of his own experience; there was no alternative; each had to release his own agony before he could regard Negro life with the beginnings of objectivity.

Baldwin's second novel, Giovanni's Room, seems to me a flat failure. It abandons Negro life entirely (not in itself a cause for judgment) and focuses upon the distraught personal relations of several young Americans adrift in Paris. The problem of homosexuality, which is to recur in Baldwin's fiction, is confronted with a notable courage, but also with a disconcerting kind of sentimentalism, a quavering and sophisticated submission to the ideology of love. It is one thing to call for the treatment of character as integral and unique; but quite another for a writer with Baldwin's background and passions to succeed in bringing together his sensibility as a Negro and his sense of personal trouble.

Baldwin has not yet succeeded--the irony is a stringent one--in composing the kind of novel he counterpoised to the work of Richard Wright. He has written three essays, ranging in tone from disturbed affection to disturbing malice, in which he tries to break from his rebellious dependency upon Wright, but he remains tied to the memory of the older man. The Negro writer who has come closest to satisfying Baldwin's program is not Baldwin himself but Ralph Ellison, whose novel Invisible Man is a brilliant though flawed achievement, standing with Native Son as the major fiction thus far composed by American Negroes.

What astonishes one most about Invisible Man is the apparent freedom it displays from the ideological and emotional penalties suffered by Negroes in this country. I say "apparent" because the freedom is not quite so complete as the book's admirers like to suppose. Still, for long stretches Invisible Man does escape the formulas of protest, local color, genre quaintness, and jazz chatter. No white man could have written it, since no white man could know with such intimacy the life of the Negroes from the inside; yet Ellison writes with an ease and humor which are now and again simply miraculous.

Invisible Man is a record of a Negro's journey through contemporary America, from South to North, province to city, naive faith to disenchantment and perhaps beyond. There are clear allegorical intentions (Ellison is "literary" to a fault) but with a book so rich in talk and drama it would be a shame to neglect the fascinating surface for the mere depths. The beginning is both nightmare and farce. A timid Negro boy comes to a white smoker in a Southern town: he is to be awarded a scholarship. Together with several other Negro boys he is rushed to the front of the ballroom, where a sumptuous blonde tantalizes and frightens them by dancing in the nude. Blindfolded, the Negro boys stage a "battle royal," a free-for-all in which they pummel each other to the drunken shouts of the whites. Practical jokes, humiliations, terror--and then the boy delivers a prepared speech of gratitude to his white benefactors. At the end of this section, the boy dreams that he has opened the briefcase given him together with his scholarship to a Negro college and that he finds an inscription reading: "To Whom It May Concern: Keep This Nigger-Boy Running."

He keeps running. He goes to his college and is expelled for having innocently taken a white donor through a Negro gin mill that also happens to be a brothel. His whole experience is to follow this pattern. Strip down a pretense, whether by choice or accident, and you will suffer penalties, since the rickety structure of Negro respectability rests upon pretense and those who profit from it cannot bear to have the reality exposed (in this case, that the college is dependent upon the Northern white millionaire). The boy then leaves for New York, where he works in a white paint factory, becomes a soapboxer for the Harlem Communists, the darling of the fellow-traveling bohemia, and a big wheel in the Negro world. At the end, after witnessing a frenzied race riot in Harlem, he "finds himself" in some not entirely specified way, and his odyssey from submission to autonomy is complete.

Ellison has an abundance of that primary talent without which neither craft nor intelligence can save a novelist: he is richly, wildly inventive; his scenes rise and dip with tension, his people bleed, his language sings. No other writer has captured so much of the hidden gloom and surface gaiety of Negro life.

There is an abundance of superbly rendered speech: a West Indian woman inciting her men to resist an eviction, a Southern sharecropper calmly describing how he seduced his daughter, a Harlem street vender spinning jive. The rhythm of Ellison's prose is harsh and nervous, like a beat of harried alertness. The observation is expert: he knows exactly how zoot-suiters walk, making stylization their principle of life, and exactly how the antagonism between American and West Indian Negroes works itself out in speech and humor. He can accept his people as they are, in their blindness and hope: here, finally, the Negro world does exist, seemingly apart from plight or protest. And in the final scene Ellison has created an unforgettable image: "Ras the Destroyer," a Negro nationalist, appears on a horse dressed in the costume of an Abyssinian chieftain, carrying spear and shield, and charging wildly into the police--a black Quixote, mad, absurd, unbearably pathetic.

But even Ellison cannot help being caught up with the idea of the Negro. To write simply about "Negro experience" with the aesthetic distance urged by the critics of the fifties is a moral and psychological impossibility, for plight and protest are inseparable from that experience, and even if less political than Wright and less prophetic than Baldwin, Ellison knows this quite as well as they do.

If Native Son is marred by the ideological delusions of the thirties, Invisible Man is marred, less grossly, by those of the fifties. The middle section of Ellison's novel, dealing with the Harlem Communists, does not ring quite true, in the way a good portion of the writings on this theme during the postwar years does not ring quite true. Ellison makes his Stalinist figures so vicious and stupid that one cannot understand how they could ever have attracted him or any other Negro. That the party leadership manipulated members with deliberate cynicism is beyond doubt, but this cynicism was surely more complex and guarded than Ellison shows it to be. No party leader would ever tell a prominent Negro Communist, as one of them does in Invisible Man: "You were not hired [as a functionary] to think"--even if that were what he felt. Such passages are almost as damaging as the propagandist outbursts in Native Son.

Still more troublesome, because it both breaks the coherence of the novel and reveals Ellison's dependence on the postwar zeitgeist, is the sudden, unprepared, and implausible assertion of unconditioned freedom with which the novel ends. As the hero abandons the Communist Party he wonders, "Could politics ever be an expression of love?" This question, more portentous than profound, cannot easily be reconciled to a character who has been presented mainly as a passive victim of his experience. Nor is one easily persuaded by the hero's discovery that "my world has become one of infinite possibilities," his refusal to be the "invisible man" whose body is manipulated by various social groups. Though the unqualified assertion of self-liberation was a favorite strategy among American literary people in the fifties, it is also vapid and insubstantial. It violates the reality of social life, the interplay between external conditions and personal will, quite as much as the determinism of the thirties. The unfortunate fact remains that to define one's individuality is to stumble upon social barriers which stand in the way, all too much in the way, of "infinite possibilities." Freedom can be fought for, but it cannot always be willed or asserted into existence. And it seems hardly an accident that even as Ellison's hero asserts the "infinite possibilities" he makes no attempt to specify them.


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