Xref: murdoch uva.engl.amstdsma:104 Newsgroups: uva.engl.amstdsma Path: murdoch!darwin.clas.Virginia.EDU!abh9h From: abh9h@darwin.clas.Virginia.EDU (Alan B. Howard) Subject: LYNN Message-ID: Sender: usenet@murdoch.acc.Virginia.EDU Organization: uva Date: Wed, 21 Sep 1994 14:32:55 GMT The Regressive Historians Kenneth Lynn, from The American Scholar, Volume 47, Number 4 (Autumn 1978). Copyright 1978 by Kenneth S. Lynn. Richard Hofstadter demonstrated in The Progressive Historians (1968) that the criticism of historical writing can be as interesting as literary criticism at its best. His assessments of Charles A. Beard's An Economic Interpretation of the Constitution of the United States, V. L. Parrington's Main Currents in American Thought, and Frederick Jackson Turner's The Significance of the Frontier in American History combine rigorous historiographical analysis with a keen attention to the historical setting in which these works emerged. "The Regressive Historians" is a title with several layers of meaning, but as a pun it expresses my desire to bring Hofstadter's textual-contextual method to bear upon a later phase of American historical scholarship. This essay is about three historians of the 1960s and early 1970s who resemble Hofstadter's Progressives, at least in their range of interests. Bernard Bailyn achieved fame, as Beard did, with a book about late eighteenth-century politics. Like Parrington, Leo Marx is an interpreter of the historical significance of American literature. Eugene D. Genovese is a sectional historian, although the Old South, not Turner's West, is his special concern. The main reason, however, for my singling out Bailyn, Marx, and Genovese is not that they roughly match Hofstadter's threesome but rather that their most ambitious books have been widely read. "My criterion was, above all, influence," says Hofstadter; it has been my criterion as well. The Progressive historians took their cues from the intellectual and political ferment of the period from 1890 to 1915. The regressive historians became prominent during a far darker era. Except for the Civil War years, the Republic did more damage to itself in the 1960s and early 1970s than at any other moment in our history. . Inevitably Bailyn, Marx, and Genovese were affected by the time in which they wrote, and so were their many admirers. Although very different from one another, all three of these historians were acclaimed for what I regard as their regressive interpretations of the American past. The Ordeal of Bernard Bailyn In the early 1960s, at the invitation of Howard Mumford Jones, Bernard Bai lyn agreed to edit the political pamphlets of the American Revolution for the Harvard University Press. The editing of the pamphlets was a considerable undertaking. Even the compilation of a bibliography was a wearying task. When completed, it included more than four hundred examples of "all sorts of writings--treatises on political theory, essays on history, political arguments, sermons, correspondence, poems." Each of the texts selected for republication had to be painstakingly an- notated. When he finally sat down to write a general introduction to the first (and thus far the only) volume of Pamphlets of the American Revolution (1965), it was natural that Bailyn felt an urge to justify his labors by saying something significant about them. Any scholar would have felt that way. Bailyn's introductory effort was served by a delicately tuned literary sensibility. What he sensed in the language of the pamphlets was pulsating conviction. An earlier generation of historians had interpreted the references to "corruption" and "conspiracy," which saturate the literature, as propagandistic devices deliberately employed by the pamphleteers to whip Up an otherwise indifferent public opinion. Bailyn, however, realized that to the pamphleteers those words were serious. They were not merely propagandistic; they were the hallmarks of an ideol- ogy. Radical journalists and other opposition groups in early eighteenth-century England had suspected that men in high office had become corrupted by power and were conspiring to aggrandize and perpetuate their authority by subverting the constitutional liberty of their countrymen. The oppositionists built their suspicions into the very structure of British politics, and eventually they affected American politics as well. In the years after 1760, when the British took steps to make the management of their empire more efficient, many Americans interpreted such measures as the Stamp Act as proof that the conspiracy was finally hatching and that they were its intended victims. It was not so much the new intrusions of British authority into their lives as the American interpretations thereof that propelled the colonists into rebellion. Only one problem remained. Had a long-familiar ideology magnified and distorted the colonists' grievances against the British, or had it clarified them? Had a received rhetoric of corruption and conspiracy caused the Americans to make molehills of genuine grievance into mountains of unfounded suspicion, or had it helped them to describe a new and dangerous threat to their liberty? Did the new rules of the imperial game objectively deserve to be described as "Intolerable Acts, or did they not? In short, were the rebels fantasts or realists? Unfortunately, Bailyn never allowed himself to realize he had two options. Not for a fleeting moment did he pause to consider that there were two sharply different ways of reading the corruption-and-conspiracy ideology. For Bailyn was extremely eager to get his introductory essay into print. If he chose option one--if he elected to argue that the whole explanation of the American Revolution was contained within a rhetoric--he would not have to go beyond the evidence of the pamphlets. If, however, he chose option two--or even took the time to discuss its historical merits before discarding it--he would have to take into consideration all sorts of evidence not contained in the pamphlets. Like many intellectuals before him, Bailyn found it convenient to reduce the study of American history to an analysis of abstractions. Leftist historians like L. Jesse Lemisch (pronounced Polemisch by non-admirers of his harangues), who openly taunt Bailyn at historical meetings and caricature his ideas in magazines like Radical History Review, are wont to characterize him as a politically reactionary snob whose historical sympathies lie with the Tories. There is a rough justice in the first part of that charge, but it needs to be more carefully defined. Like many of the Harvard admirers of John F. Kennedy, the editor of the pamphlets of the American Revolution was an elitist liberal who believed that only a happy few knew what was best for the people. Yet if Bailyn was a political snob, he was no Tory. What Lemisch and company have failed to appreciate is that the Toryism of Bailyn's scholarship was inadvertent. Confident that he had read the pamphlets correctly, he rushed into print with a series of inadequately thought-out and increasingly overstated arguments that inexorably forced him to traduce the patriots' cause. Having chosen option one, he was stuck with it, and the more he talked about it, the deeper he sank into difficulty. In the most important passage of The Ideological Origins of the American Revolution (1967), which is his best-known book, Bailyn summed up what a magnifying and distorting ideology finally did to the minds of "the majority of American leaders." This peculiar configuration of ideas constituted in effect an intellectual switchboard wired so that certain combinations of events would activate a distinct set of signals--danger signals, indicating hidden impulses and the likely trajectory of events impelled by them. Well before 1776 the signals registered on this switchboard led to a single, unmistakable conclusion--a conclusion that had long been feared and to which there could be only one rational response.No loyal subject of George III ever spoke more elegantly about the alarmist propensities of the rebel mind. In addition to its evasion of the fundamentally important question of whether the rebels' "unmistakable conclusion" about the perfidy of Albion might have been correct, the quotation is marked by deception, misconception, and inconsistency. That preliminary business, for instance, about "the majority of American leaders," is poudre aux yeux. Were town selectmen or militia company officers on his list of leaders, or did they have to be elected to provincial legislatures or rise to high rank in the Continental Army before they qualified? What were the reasons that governed the author's choice of a selective principle? To these questions Bailyn provided no answers, for the simple reason that he had never bothered to define what he meant by "leaders" and had never compiled a list. His statistical "majority" was plucked from thin air. Beneath the deceptiveness of his numbers game lay a far graver deception. Americans who remained loyal to their king in 1776 were as familiar with the corruption-and-conspiracy ideology as were those who vowed to overthrow him. Bailyn's vague reference to "American leaders" enabled him to circumvent this embarrassing fact, because otherwise he would have been compelled to admit that he could not explain why the light signals and alarm bells in the loyalists' switchboards had not been activated by the events that had turned on the rebels'. Bailyn triumphantly presented his argument as the reason why the American Revolution occurred. The loyalists, however, were the ghosts at his victory banquet. He had not accounted for their deviant behavior. And his inability to say why some Americans continued to resist the idea of revolution threw into doubt his contention that he had explained why others had been overwhelmed by it. His description of the rebel mind also displays an astonishing obliviousness of the twentieth century's acceptance of the principles of dynamic psychology. Bailyn is not only a psychological determinist, he is an old-fashioned psychological determinist. The metaphor that controls his description of the way in which colonial Americans came to the decision to make a revolution reads like a cross between Ivan Pavlov's reports on his conditioned-reflex experiments and the inventive dreams of Alexander Graham Bell. By any standard of modern psychology, Bailyn's switchboard metaphor is rigid, mechanistic, and absurd. Even more bizarre is his last-second reference to the rebels's decision to declare their independence as a "rational response.'' The switchboard metaphor asks us to believe that incessant ideological bombardment had programmed the rebels' minds, so that they reacted with automatic suspicion and hostility to every British move. Such reactions, however, have nothing to do with rationality, so why did Bailyn describe the final link in the chain of rebel responses as rational? The answer is that the author of The Ideological Origins was deeply discomfited by the Tory position into which he was being driven by the iron logic of option one. In talking of the rebels as if they were switchboards and nothing more, he had stripped them of their temperaments, their judgmental powers their relationships with parents and friends, their political and economic associations, their individuality; he had reduced them to the level of automatons, governed by some sort of equivalent of Ohm's Law. The British had been wont to refer to the rebellious colonists as children, but in Bailyn's far more regressive vision the rebels were scarcely human. Yet he did not intend to be this insulting; indeed, he wanted it known that his sympathies were Whiggish. At the sacrifice, then, of psychological consistency, he rounded off the key passage in The ldeological Origins by characterizing the break with Britain as rational. Most reviewers, however, paid little heed to Bailyn's puzzling and maladroit effort to prove that he was no Tory. What they brought away from The Ideological Origins was the memory of how a magnifying and distorting ideology had precipitated the American Revolution. The rush of events in the late 1960s also contributed to an interpretation of Bailyn's book that the author had not counted on. The Ideological Origins appeared at roughly the same time that student attacks on the universities were starting to escalate into mob violence. Bailyn found that in spite of himself he had written just the sort of critique of the revolutionary impulse that many professors over the age of thirty wanted to read. In the sort of wacky interplay between the Left and the Right that has often characterized the American mind, Bailyn was launched into orbit as a Tory apologist by romantic revolutionaries like Mark Rudd. The leading American historian at Mark Rudd's university was Richard Hofstadter, and the shift in Hofstadter's point of view in the course of the 1960s explains why he and a number of other left liberals in the New York intelligentsia were particularly taken with Bailyn's book. In the 1950s and early 1960s, Hofstadter wrote a number of essays about various individuals and groups in American history whose political views were dominated by what he called "the paranoid style." The most striking fact about these essays is that they all deal with Americans whom he either disliked or feared. In defense of this curious historical practice, Hofstadter naively asserted that "of course, paranoid style has a greater affinity for bad causes than good." He might just as well have said, "a total affinity for bad causes," inasmuch as he resolutely passed up every golden chance American history offered him to write about the paranoid style of "good" Americans, such as Andrew Jackson's maniacal campaign against that corrupting tentacular "Monster," the Bank of the United States--not to mention the paranoid style of professors who wrote about paranoid style, or the ceaseless suspicions of poets like Delmore Schwartz, author of the plaintive epigram, "Even paranoids have real enemies." In 1965, however, the year Hofstadter collected and published his essays as a book, his sensibilities were unavoidably affronted by the paranoid style of a good American cause. Lyndon B. Johnson, having triumphed at the polls the previous November, now began to carry out the foreign policy of` Barry Goldwater, and the reaction of college students was galvanic. Protests against the conspiracy of"the best and the brightest" erupted on a hundred campuses; before too long, the universities were also linked to the conspiracy. Thus did a good cause tip over into indiscriminate paranoia, one of the targets of which was the American institution Hofstadter cherished above all others. In an interview with a Newsweek reporter in July, 1970, Hofstadter dubbed the current era "the Age of Rubbish," and summed up his disgust with New Left activists by remarking sardonically, "I was raised on a more severe brand of` Marxism." By the time, then, that Hofstadter read The Ideological Origins, he was prepared to believe that fears of conspiracy and feelings of persecution had attended another good cause--the birth of the Republic. In early 1968, Hofstadter's horrified fascination with the parallelism between the revolutionary present and the Revolutionary past must have grown even stronger, because tension had begun to build in an ominous way on the Columbia campus. In April--the month that makes Americans think of Lexington and Concord--the dispute about the construction of a new gym boiled over into "the battle at Morningside Heights." The Ideological Origins was being reenacted right before Hofstader's eyes. His admiration for the book became known throughout the university and beyond, and when the winners of` the Bancroft Prize and the Pulitzer Prize for history were announced that spring, the awards were interpreted by some observers as a demonstration of Hofstadter's influence. For both prizes went to Bailyn. Having already achieved recognition at the outset of his career for his impressively solid work in entrepreneurial history, Bailyn now enjoyed fame for his questionable work in politˇcal history. From both the Left and the Right he was perceived as a historian who believed that the American Revolution was an example of the paranoid style, even though he himself eschewed the depth-psychology terminology. His depiction of rebel alarmism was denounced by radicals, but praised by disillusioned liberals. Wherever he went, Bailyn aroused polarized responses. He had become, in sum, a sixties writer, whether he liked it or not. A terrible uneasiness still assailed him from time to time about the nature of his fame, but at least one thing was clear: after the Harvard "bust" of 1969, Bailyn had no further desire to call revolutions rational. At long last, paranoia and its verbal variants entered his working vocabulary. Ordeal of Thomas Hutchinson (1974), a biography of the last civilian royal governor of Massachusetts and a bitter-end loyalist who ended his days in England sorrowing for his beloved homeland, is a deeply ambivalent book. Mixing arrogance and guilt, it records Bailyn's ordeal as painfully as it does Hutchinson's. The book opens with the author's prefatory insistence that he is writing out of an Olympian detachment. From high above the tree line of Tory-Whig partisanship, he sees and understands and sympathizes with everyone who played a part in the Revolution, the winners and the losers alike; his view of the whole drama is "tragic." Of course, "it would be foolish to deny that I have been influenced in writing [this biography] by the events of the late 1960s .... I am quite certain, in fact, that my understanding of Thomas Hutchinson's dilemma in using troops to quell public disorders...has undoubtedly been sharpened by the course of American politics in the late 1960s and early 1970s." We should not, however, misconstrue his consciousness of these events: "This is a book about the eighteenth century." The long disclaimer ends, though, on a revealingly wistful note, as if Bailyn knew that his biography would not be perceived as the work of a nonpartisan, any more than his earlier books had been perceived as the work of a Whig. "When one looks at the record of what historians have said about the American loyalists, the likelihood of escaping partisanship of some distorting kind seems extremely small, and the effort I am making to do precisely that seems doomed to failure from the start." Finally, the preface tells us what the story of Hutchinson's life will accomplish. Bailyn does not acknowledge that his inability to explain the deviation of the loyalists was the reason above all other reasons why The Ideological Origins failed to live Up to its title; he says that he will now make clear why some Americans chose to remain loyal to their king. The story of"the American loyalists...will allow us to see the Revolutionary movement from the other side around, and to grasp the wholeness of the struggle and hence in the end to understand more fully than we have before why a revolution took place and why it succeeded." Through the case history of Thomas Hutchinson, "the most important loyalist of all," we will be shown "the origins of the Revolution as experienced by the losers." Alas, Hutchinson's sad story casts no historical shadow. The Ordeal signally fails to show us why we should conclude that the life of the unusually well-to-do, unusually well-connected man it centers on was representative in any way of` the lives of loyalists in general, most of whom did not enjoy anything like Hutchinson's worldly advantages. The Ordeal confirms beyond a shadow of a doubt the impression left by The Ideological Origins: Bailyn has not the slightest idea of what sorts of characteristics and experiences the loyalists shared in common and therefore has no understanding of them as a group. Yet if Bailyn's biography miserably fails as a general explanation of loyalism, it does help to explain the loyalism of Thomas Hutchinson. Bailyn, as he indicates in his preface, learned a great deal from his experience of the Harvard "bust." He learned what it felt like to be an establishment insider who knows that the social order he is fighting f`or has made grave mistakes, but whose first duty is to preserve its integrity against the onslaught of anarchy. That experience informs and illuminates his analysis of Hutchinson's political conduct. The Ordeal also allows, for the first time in Bailyn's career, that he has a talent for writing narrative history. On its allegorical level--that is, the level on which Bailyn recapitulates the violent incidents in the Harvard Yard in 1969 and their reverberating consequences--his book is continuously exciting and satisfying. The students who stormed University Hall, in the center of the Harvard Yard, headed at once for the Dean of the Faculty's confidential files, and at their leisure desecrated the Faculty Room. It is of this scene that Bailyn invites us to think as he tells the story of the sacking of Hutchinson's house in the summer of 1765. No matter how often I read chapter 2, "The Face of Revolution," I am at once swept up by Bailyn's surging and compelling narrative. Maddened by its "morbid, pathological, paranoiac" hatred of Hutchinson, the most violent mob yet seen in American history, more violent indeed than any that would be seen in the entire course of the Revolution, attacked the Boston mansion of Thomas Hutchinson, chief justice and lieutenant governor of Massachusetts. Hardly giving Hutchinson and his family time to flee from the supper table into the streets, the rioters smashed in the doors with axes, swarmed through the rooms, ripped off wainscotting and hangings, splintered the furniture, beat down the inner walls, tore up the garden, and carried off into the night, besides ś900 sterling in cash, all the plate, decorations, and clothes that had survived, and destroyed or scattered in the mud all of Hutchinson's books and papers, including the manuscript of volume I of his History, and the collection of historical papers that he had been gathering for years as the basis for a public archive. Yet when I stop reading and realize that an allegorical lens is coloring my view of the tumultuous events leading up to the Revolution, my simple pleasure in Bailyn's prose turns into a more complex response. The "bust" gave Bailyn an unforgettable insight into the wild, anarchic passion that characterizes the mood of mobs, and in re-creating that passion in his book he deepens our understanding of Revolutionary politics and earns our gratitude. In the final analysis, though, I find his allegorizing outrageous. Through deliberately evoked associations, he equates the awesomely tough, incontestably impressive men of 1765 with the adolescent myrmidons of the New Left. While the equation has less regressive implications than the switchboard metaphor, it is somehow more insulting. Beyond the conscious allegory in The Ordeal lies an unconscious one, which completes our sense of` the author's ordeal. Bailyn's portrait of Hutchinson's personality does not add up. On the one hand, we are told that he was pragmatic, profit conscious, self-serving, and devious. On the other hand, we are encouraged to believe that he was highly intelligent, principled, broad-visioned, and misunderstood. What prompts these contradictory statements, and why is Bailyn unable to resolve them into a coherent summation of the man'? The key that unlocks these riddles lies hidden in the fact that Hutchinson, besides being a politician was a Massachusetts historian. Upon his eighteenth-century protagonist, a twentieth-century historian of Massachusetts unconsciously projected his divided, irresolute sense of himself as a scholar who had been driven toward a political position in which he did not believe by the ineluctable logic of a badly chosen argument. In the anguishing ordeal of his schizoid hero we can sense the pain which Bailyn's ambiguous position in Revolutionary scholarship has caused him for almost twenty years. The role of a Tory historian made him famous, but it has never made him comfortable. The Literary Parables of Leo Marx What made Leo Marx such a charismatic figure for the undergraduates at Amherst College in the 1960s, and why did his book The Machine in the Garden (1964) immediately become one of the holy texts in American studies programs across the nation? The answers to both questions have more to do with ideology than with critical acumen. Marx had an impact on the consciousness of the sixties because his literary parables meshed with the psychic consequences of an unparalleled American affluence. To many high school and college students whose comfortable lives had known neither the Depression nor World War II, the overblown rhetoric in which Lyndon B. Johnson described his Great Society was as unbelievable as it was boring, while his commitment of American troops to South Viet Nam struck them as the act of` an international criminal. In their disillusionment with the president, they turned to alternative gurus, who dis- pensed wisdom through filthy speech, free sex, rock 'n' roll, communion with nature, and assorted drugs. Between trips some of the students came back to politics--with a vengeance. The guru who told them they were right to think that the American system hold to be destroyed was Herbert Marcuse. In the course of working on The Machine in the Garden Professor Marx also discovered Marcuse. It was an important moment for him. Without Marcuse I doubt that he ever would have pulled together a publishable manuscript, for the dialectical materialism in which he had believed since youth had created serious difficulties for him. In the book he was trying to write, he proposed to demonstrate that for many generations Americans had been torn between two sharply conflicting conceptions of their country. This life-of-the-mind equivalent of Karl Marx's class struggle was symbolized by two images: the image of America as a simple rural paradise versus the image of America as an urban industrial power. A green garden was the symbolic thesis in Professor Marx's dialectic, a railroad train the symbolic antithesis. Where, however, was the symbolic synthesis, which could give his readers a heart-lifting vision of the future? He found it hard to speak specifically about a successful resolution of the conflict between a nation of open fields and woods and a nation of smoking factories. Another difficulty was that Karl Marx's basic quarrel was not with machines per se, it was the ownership of the means of production that concerned him. Professor Marx's manuscript, by contrast, had cast machines in the role of the snake in the Garden of Eden. How could he possibly acknowledge that he fully shared Das Kapi- tal's acceptance of modern machines when his praise of the principal American prose writers centered on what he was convinced were their horrifying descriptions of trains, steamboats and automobiles? Dr. Marcuse cured these problems in a jiffy. He taught Professor Marx that machines repressed instinctual drives, fostered psychic helplessness, and deserved to be depicted as horrid. He also showed Marx that he did not have to worry about not having a symbolic synthesis in mind. A vision of total destruction was all he needed to hold his book together, plus a subliminal suggestion or two that radical college students would certainly survive Apocalypse, even as Ishmael lived to tell the tale of Moby-Dick's annihilation of Captain Ahab and his crew. Because of its bifurcated Marxist-Marcusean lineage, The Machine in the Garden is one of the few books of the sixties that spanned the generation gap between the Old Left and the New. The book's hatred of capitalism warmed the hearts of thirties radicals, while its condemnation of eros-blocking machines and celebration of greenness made it beloved among the flower children. On the bookshelves in student dormitories Marx's green-covered Machine took its place beside Charles Reich's The Greening of America, albeit Marx disagreed with Reich's contention that the peaceable kingdom could be achieved peaceably. "Ishmael is saved as Job's messengers had been saved, in order that he may deliver to us a warning of disasters to come." Marx, in the almost cheerful tone in which he predicts future disasters, and in his failure to specify what sort of value system he would like to see emerge on the other side of Apocalypse, reveals himself to be a far more regressive historian than either Bailyn or Genovese. Like Marcuse, who once shrugged his shoulders by way of reply to the British journalist Henry Brandon's question about what sort of civilization he hoped would sprout from the rubble of the present one, Marx is content to end his book with the altogether negativistic proposition that the values of greenness as defined by our very best writers "probably cannot . . . be embodied in our traditional institutions." It is bad enough to regress into a Tory attitude toward the American Revolution, or into a celebration of the master-and-slave society of the Old South. But to rest content with nihilism takes the prize. The first chapter of The Machine in the Garden is entitled "Sleepy Hollow, 1844." The reference is not to Washington Irving but to Nathaniel Hawthorne, who sat down in a clearing in the woods near Concord, Massachusetts, one summer morning to await "such little events as may happen," so that he could record them in his notebook. The scene is peaceful, full of sunlight and shadow, and Hawthorne records his sense impressions in ''that pleasant mood of mind where gaiety and pensiveness intermingle." Suddenly the sylvan silence is rent by a piercing noise. But, hark! there is the whistle of the locomotive--the long shriek, harsh, above all other harshness, for the space of a mile cannot mollify it into harmony. It tells a story of busy men, citizens, ˇrom the hot street, who have come to spend ¨I day in a country village men of business; in short of all unquietness; and no wonder that it gives such a startling shriek, since it brings the noisy world into the midst of our slumbrous peace . What Marx does not tell us is that this passage is extrapolated from a recital of numerous interruptions, all of them trivial which demonstrate that Hawthorne has extraordinarily sensitive ears. For example, one of his ears is somehow invaded by a fly--"the most impertinent and indelicate thing in creation." Then a mosquito dive-bombs him--"this incident has disturbed our tranquility." Disagreeable words like "shriek" and "harsh" are used to describe the train's whistle, but they are also evident in his notations of the "sharp, shrill' chirrup of a squirrel, and the hum, "terrible to the ear," of that damned mosquito. Marx ignores these comic details because he is determined to convert the scene into a solemn-serious paradigm of what he conceives to be the central drama of nineteenth-century American culture: the abrupt, frightening entrance of the engine of modern industrial technology into the pastoral tranquillity of nature's nation, and the registration of that epochal intrusion by one of the writers of "our first significant literary generation," who in the mid-s were just coming into full possession of their powers. Every detail of the quotation is loaded with meaning for Marx, but the date is the most significant of all. Repeatedly Marx comes back to 1844. It is the year Emerson delivered a lecture in which he discussed the relationship of machinery to Transcendentalism; the year in which the young Melville returned from the Pacific and began to feel his life unfold within him; the year before Thoreau went to live by Walden Pond; the year, roughly, in which Mark Twain retrospectively placed the adventures of Huck Finn. Eighteen forty-four was a year of"radical change." Indeed "the fact is that nothing quite like the event announced by the train in the woods had occurred before." He has introduced the "little event" of 1844, Marx explains, "to mark the shaping of a metaphor, or metaphoric design," which appears again and again in American literature after that date. With Vergil's Eclogues in mind--for Vergilian pastoral, says Marx, is the font from which American pastoral writing has flowed--''we can see that the episode in Concord woods does not represent the beginning so much as the decisive turning point of a long story." The justification for Marx's insistence on the pivotal importance of 1844 can be found, he says, in W. W. Rostow's The Stages of Economic Growth, in which the period 1843-60 is defined as the "take-off stage of American industrial growth. The "take-off'' period, Marx says, quoting Rostow, is "the great watershed in the life of modern societies," for it is then that the forces of economic progress "expand and come to dominate the society." In the United States, as in France, Germany, and Russian, the introduction of the railroad was the most powerful single initiator of growth. Hawthorne, in sum, had twitched in the woods at the first sound of take-off: Nothing more vividly illustrates Marx's eagerness to deceive himself; and his readers, than his truncation of Rostow's argument at this point. What Marx neglects to add is that nineteenth-century America was a big country, and that its regions--much more sharply differentiated then than now--advanced economically at strikingly different rates of speed. "If," says Rostow, "we are prepared to treat New England of the first half of the nineteenth century as a separable economy, its take-off into sustained growth can be allocated to the period, roughly, 1820-1850." Its take-off, moreover, was--like old England's--powered by a disproportionately large cotton-textile industry. By 1844, therefore, those bred-in-the-bone Yankees, Hawthorne, Emerson, and Thoreau, had been living through takeoff for most of their lives and could hardly have been surprised by it. Had Marx made a serious historical effort to begin his book at the moment when take-off first became a subject for discussion by New Englanders, he would have focused on what ministers and politicians had to say about textile factories in the 1820s. A further instance of Marx's misconception of take-off is provided by Rostow's critics, who have persuasively argued that take-off for the American economy as a whole ought not to be graphed as a steep vertical climb lasting only seventeen years, but as a much more gradual curve, beginning in 1815 or even earlier and terminating, as Rostow argued, in 1860. Rostow's critics place particular emphasis on the effect of the Erie Canal (completed in 1825) upon the growth of a market economy in the state of New York. What makes this statement of particular interest to historians of American culture is that New York in the 1820s was the one state in the Union which could boast that two of its native sons were major writers. Why did not Marx begin his book with Irving and Cooper both of whom responded literarily to the take-off of New York's economy? I can only conclude that Marx deliberately avoided their interesting commentaries on economic change, because if he had not, he would have been forced to relate them to canal boats, which he had no interest in discussing. The canal boat has a pastoral aura even though it had an urbanizing effect; it lacks the train's demonological attributes of fire, smoke, speed, iron, and noise that Marx was counting on to make his anticapitalist, anti-technological parables come alive in the minds of students and fellow teachers. Another reason why Marx cherished fire and smoke is that they have been associated with human society since prehistoric times. Whenever the American writers mentioned either word--which, like all writers through recorded history, they inevitably did all the time--Marx intended to claim the reference as a metaphorical allusion to trains and other technological monsters, and dare anyone to tell him he was wrong. Neither the canal boat nor water-powered textile factories offered such open-ended possibilities to the parable maker. The noise of the train in Sleepy Hollow, says Marx, "is a cause of alienation in the root sense of the word"; it "estranges" Hawthorne from the "meaning and value" of nature, it is the "presentiment of history bearing down on the American asylum." But this is to suggest that Hawthorne lived in nature which is not true. "Sleepy Hollow, 1844" is not an American version of Vergilian pastoral, which Marx claims it is, for it records the observations, not of a reclusive farmer, like Vergil's Tityrus, but of a resident of the Old Manse in Concord, who is merely a visitor to the sylvan glade. Because he is a visitor, he understands and is untroubled by his awareness that visitors from the "hot street"have come to spend the day in rural Concord. The train from which they alight is not an intruder from another world, but a technological invention that has emerged from within the context of republican values and was viewed by Hawthorne, no less than by his fellow citizens, as an extension of nature, not as its dire enemy and destroyer. Just as the train has brought city men to a country village, so many Americans--including Hawthorne--delighted in taking trains on even longer excursions into New England nature. "They annihilate the toil and dust of pilgrimage; they spiritualize travel!" Hawthorne wrote in The House of the Seven Gables. The symbiotic relationship between nature and technology gave many Americans an exhilarating sense of fulfillment."Machinery and Transcendentalism agree well," trumpeted Emerson. "Get into the railroad car," he noted in his journal, "and the Ideal Philosophy takes place at once.... The very permanence of matter seems compromised & oaks, fields, hills, hitherto esteemed symbols of stability do absolutely dance by you." During such moments, he was thrillingly certain that matter was "phenomenal." In addition to its philosophical delights, Emerson found train travel marvelously convenient. As he pointed out in a letter to a friend in Newton, he and his brother Charles could easily reach Newton by train in time for tea and return home the next morning. The stage coach and the railroad between them, said Emerson, had created a transportation revolution that was bursting the old rules of American life "like green withes." By his association of trains with greenness, the essayist asserted how "natural" he believed them to be. Yet many citizens of the Republic were troubled, as many citizens in other industrializing societies of the nineteenth century were, by the pollution of the environment that take-off produced. In the minds of many Americans, moreover, the triumph of civilization over the wilderness symbolized the death of the God-given uniqueness of America. With admirable skill, a number of writers endeavored to express both the dark and the bright sides of the national mood. While acknowledging that there was a conflict between nature and technology, they did so within larger affirmations of their complementarity. One of these writers was Thoreau, although you would never know it from Marx's interpretation of Walden. On the shore of the pond we are once again in a threatened version of pastoral, according to Marx. "The whistle of the locomotive penetrates my woods summer and winter, sounding like the scream of a hawk sailing over some farmer's yard." The hawk, says Marx, is noted for its ''rapacity," and in its scream we hear again the "discordant machine of the Sleepy Hollow notes." The statement misses the Transcendental significance of Thoreau's sentence. In likening the train's sound to the hawk's, Thoreau is proclaiming the naturalness of modern technology. The train is a welcome part of his environment, and as he warms to the task of praising it, even Marx is forced to give ground. Putting the best face he can on Thoreau's rhapsodic paragraphs, Marx grudgingly admits that the chapter called "Sounds" is a "sustained evocation of the ambiguous meaning of the machine and its relation to nature." Again Marx misses the point. The lash of Thoreau's satirical wit is mainly applied to the builders of the train, rather than to the train itself. When I meet the engine with its train of cars moving off with planetary motion, . . . as if this travelling demi-god, this cloud-compeller, would ere long take the sunset sky for the livery of his train; when I hear the iron horse make the hills echo with his snort like thunder, shaking the earth with his feet, and breathing fire and smoke from his nostrils (what kind of winged horse or fiery dragon they will put into the new Mythology I don't know), it seems as if the earth had got a race now worthy to inhabit it. If all were as it seems, and men made the elements their servants for noble ends! If the cloud that hangs over the engine were the perspiration of heroic deeds, or as beneficent as that which floats over the farmer's fields, then the elements and Nature herself` would cheerfully accompany men on their errands and be their escort. The one and only note of ambiguity about trains in this passage is contained in the invidious comparison of the engine's smoke to the beneficent cloud floating over the farmer's fields--and the note is so subordinate to Thoreau's enthrallment with the railroad ''demi-god" as to be scarcely noticeable. Is there any literarily trustworthy work in The Machˇne in the Garden? Yes, there is. The discussions of the eighteenth century writers Jefferson, CrŠvecoeur, and Robert Beverley are all quite believable. Once the machine enters the garden though, the parable maker takes over and all is lost. Marx tries to make the steamboat that collides with the raft in Huckleberry Finn into another presentiment of history bearing down on the asylum, as if Sam Clemens's years in the pilothouse had not made him incurably nostalgic about side-wheelers, as his nom de plume implies; steamboats as well as rafts infallibly conjured up for him the vanished Eden of his youth. Frank Norris's description in The Octopus of a speeding train's slaughter of a flock of errant sheep, and of the dead animals' "black blood winking in the starlight," is converted by Marx into yet another horrifying symbol of industrial capitalism, at the cost of ignoring the central fact about Norris's imagination: his love of killing and worship of force. Marx describes Nick Carraway's decision to go back to the Middle West after Gatsby's funeral as "a belated, ritualistic withdrawal in the direction of nature.'" But somehow Marx manages to overlook Nick's feelings about the mode of` transportation that will take him there. One of my most vivid memories is of coming back West from prep school and later from college at Christmas time. Those who went farther than Chicago would gather in the old dim Union Station at six o'clock of a December evening, with a few holiday gaieties, to bid them a hasty good-by. I remember the fur coats of the girls . . . and the chatter of frozen breath and the hands waving overhead as we caught sight of old acquaintances.... And last the murky yellow cars of the Chicago, Milwaukee & St. Paul railroad looking cheerful as Christmas itself` on the tracks beside the gate .... That's my Middle West--not the wheat or the prairies or the lost Swede towns, but the thrilling returning trains of my youth. Nick's "nature" is a railroad train. A critic not dominated by ideological regressiveness would have made a great deal of that. The centerfold in Marx's magazine of parables is his hal- lucinogenic rendition of Moby-Dick. To get us in the proper frame of mind, Marx begins by saying that the calamitous story Ishmael is going to tell us "is a portent of further trials to come: we too may expect our integrity and faith to be tested." This invitation to us to identify with Ishmael is immensely flattering, for Ishmael is an isolato, which is a nifty thing to be, morally speaking, because it means you have not been corrupted by the nasty institutions of American power. In addition to being flattering, the invitation also appeals to our instinct for survival. If we will only part company with American capitalism as decisively as Ishmael--according to Marx--disengages himself from the mad capitalist's pursuit of the white whale, we will morally qualify to come through Apocalypse unscathed. In the world of Marcusean fantasy, an act of conscience is a warranty of safety. "All are directed toward Ahab's goal . . . except Ishmael. In the end he alone is saved, a fact that comports with his success in establishing a position independent of Ahab and the fiery quest." With that assurance in mind, we are well launched. The next matter to be cleared up is why an analysis of a whaling voyage belongs in a book about green fields and railroads. The effort of explanation requires all of Marx's ingenuity. It seems that Moby-Dick is an "oceanic pastoral" (you heard what the man said, Vergil), and that a little question asked by Ishmael at the outset of the novel is pregnant with implications. What Ishmael is asking in this question, we are informed, is whether it is possible "to mediate the claims of our collective, institutional life and the claims of nature." One could never guess from this gloss that Ishmael's question is an example of tall-tale American humor. In the first pages of the book, Ishmael delights us with a description of the sea-gazing habits of New Yorkers on Sunday afternoons. From Corlears Hook to Coenties Slip they stand "thousands and thousands" of them, "fixed in ocean reveries." Why aren't they spending Sunday afternoon in the country Melville asks in effect. "Are the green fields gone?" Marx takes this buoyant, charming, transparently rhetorical question utterly seriously; in fact, he would have us believe that it is nothing less than the overture to the symphony. Searching Melville's ensuing magniloquence for every scrap of botanical metaphor he can find, Marx turns the watery "meadows" of the South Pacific into wall-to-wall AstroTurf, and then announces that Ishmael has "rediscovered" the green fields--which certainly comes as a surprise to attentive readers, inasmuch as Ishmael never said they had disappeared in the first place. Marx also introduces modern technology aboard the Pequod by means of metaphor. "Swerve me?" cries Ahab. "The path to my fixed purpose is laid with iron rails, whereon my soul is grooved to run." Marx concludes from such outbursts that Ahab is a mechanical man, made of cogs and wheels. The charge is untrue. The hunter of Moby-Dick deliberately abandons mechanical aids, such as his quadrant, in the course of his quest. Indeed the closer he comes to the white whale, the more aware we become of Ahab's humanity, as f`or example in the scene where he weeps. The final major mistake Marx makes in his Marcusean rewrite is his assertion that Ishmael disengages from the mad capitalist's fiery quest. Chapter 96, according to Marx, "is at once a repudiation of the quest, a reaffirmation of reason, and a tribute to the man large enough to withstand the extremes of hope and fear." In support of that statement he points to the concluding paragraph: Give not thyself up, then, to fire, lest it invert thee, deaden thee; as for the time it did me. There is a wisdom that is woe; but there is a woe that is madness. And there is a Catskill eagle in some souls that can alike dive down into the blackest gorges, and soar out of them again and become invisible in the sunny spaces. And even if he for ever flies within the gorge, that gorge is in the mountains; so that even in his lowest swoop the mountain eagle is still higher than other birds upon the plain, even though they soar. Once again, Marx's perception is skewed. This passage is presented to us, as indeed the entire story is, is the recollection of an aging man who asks that we call him Ishmael. When he warns us not to give ourselves up to fire, lest it invert us, "as for the time it did me," old Ishmael is referring to the entire voyage, not merely to a part of` it. Furthermore, the acknowledgment that there is a woe that is madness is immediately followed by the assertion that the lowest, darkest moods of eagle-like madmen still range above the highest flights of mind of sane but ordinary men. Even though young Ishmael knew Ahab was mad, he revered him as a superior being and remained his faithful follower. When Moby-Dick bursts into view on the second day of the climactic chase, "the triumphant halloo of thirty buckskin lungs" is heard--not twenty-nine, but the Pequod's full complement of thirty. On the third and last day of the chase, Ishmael is the bowman in Ahab's boat. Ishmael survives Apocalypse not because he was innocent, but because he was fantastically lucky. Moby-Dick offers neither flattery nor reassurance to Marcusean nihilists. Smelling the Magnolias with Massa Gene In an exchange of views a few years ago with ''Comrades Foner, Greenberg, Perkins, and Siegel," Eugene D. Genovese momentarily indulged in personal confession. "While opposed to ideological history and presentism, I have never written a line that has not been, in [the historian] George Rawick's phrase, 'a political intervention.' " In Roll, Jordan, Roll ( 1974), Genovese does need intervene. For as the political scientist Harry V. Jaffa has observed, Genovese claims to have found in the "antagonistic cooperation" of slaves and masters far more of` a sense of community than in the Yankee centers of early nineteenth-century capitalism, and by relentlessly insisting on that judgment he seeks to discredit late twentieth-century capitalism as well. Throughout Genovese's regressive fantasy one is reminded of a comment by Marx and Engels in the Communist Manifesto: "The bourgeoisie, wherever it has got the upper hand, has put an end to all feudal, patriarchal idyllic relations. It has pitilessly torn asunder the...fŠudal ties that bound man to his 'natural superior.'" Just as Marx and Engels paid tribute to a feudal past in order to arouse yearnings for a communist future, so for similar reasons does Genovese pay tribute to the Old South. The social order and moral standards of the slave holders "left . . . something to be desired," Genovese concedes in a breathtaking understatement in his earlier book, The World the Slaveholders Made (1969), but at least, he says, they were not dominated by capitalistic greed. "The values of` the plantation its way of thought and feeling, were antithetical to those of the bourgeois world. The relationship of master to slave, in itself an extension of the relationship of father to perpetual child, could be reconciled to the cash nexus only imperfectly." In part, this preposterous statement derives from the Southern historian U. B. Phillips's American Negro Slavery (1918), in which Phillips portrays slavery as a system of marvelously harmonious social relationships between patriarchal white masters and happy-go-lucky darkies. The main source of Genovese's misconception of the master-slave relationship, however, is an ideologue from antebellum Virginia, George Fitzhugh. To Fitzhugh, the unrestricted exploitation of wage slaves in Northern factories was "little better than moral Cannibalism," and far more oppressive to the laborer than domestic slavery. In the North, increases in profits went solely to the owners, whereas in the South, Fitzhugh averred, increased profits raised the slave's standard of living as well as the master's, because the slave was a member of the plantation "family." ''I have come to think of him as an old friend," Genovese has written of Fitzhugh. "As my affection and admiration deepened, the task of rescuing him from detractors became something of a private mission." Yet in the long and admiring essay on Fitzhugh that takes up half of The World the Slaveholders Made, Genovese fails to mention one of the key facts about Fitzhugh's career. Throughout the most important years of his writing life, Fitzhugh was the personal friend and literary hireling of the South's most energetic advocate of capitalistic expansionism. As the founder-editor of De Bow's Review and sometime professor of political economy at Louisiana State University, James D. B. De Bow was in a position to influence Southern public opinion. As Superintendent of the United States Census, he was painfully aware of how far Northern in- dustrial capitalism had outstripped Southern plantation capitalism. De Bow urged the Southern planters to modernize their business methods and force the reopening of the African slave trade. He also pleaded f`or a diversification of the region's economy. The South needed artisans, banks, textile factories, paper mills, and, above all, railroads. "No people on earth have the means of building railroads so economically, so speedily, and with such certainty of success, as we of the South," De Bow proclaimed, and one of the main reasons for this was "available cheap negro labor." De Bow did not regard slaves as members of a beneficent plantation "family." Rather, he saw them as one of the richest sources of Southern capitalism, and so did the planters for whom he spoke. De Bow, not Fitzhugh, represented the mainstream of antebellum Southern thinking about race relations. De Bow spoke in statistics. Yet he was tolerant of other men who spoke in more imaginative terms--as long as they, too, advocated slavery. Thus he opened the columns of De Bow's Review to poets like William J. Grayson, author of a counterattack on Uncle Tom's Cabin, and to maverick polemicists like Fitzhugh. De Bow also had a weakness for racist anthropologists. His favorite was the ineffable Dr. Josiah Nott, co-author of Types of Mankind, which scientifically "proved" that Negroes were innately inferior, and editor of an English translation of Gobineau's The Moral and lntellectual Diversity of Races, which later meant so much to Hitler. Nott's ideas of Aryan superiority also dominated the mind of Genovese's old and admired friend Fitzhugh. Roll, Jordan, Roll does not deny that the lot of the slaves was often harsh. Nevertheless, the benignity of plantation paternalism afforded the slaves sufficient "space" in which to lay the foundations for a separate black nation. At the heart of their achievement was their religion, which fused Christianity with African folk belief; including the belief in magic, into a distinctive black faith. Through this faith, the slaves shaped their"autonomous identity." Verification of this sweeping statement is offered in a chapter called "Origins of the Folk Religion." In three key paragraphs, Genovese sets out to demonstrate the inaccuracy of the traditional idea that the strength of "Africanisms" or of African religion per se among the blacks during the eighteenth century did not survive into the late antebellum period except in a few special places. The fact of the matter says Genovese, is that "white as well as black sources attest to persistence all across the South even after slavery had passed." In the final sentence of the last of these paragraphs he declares that "the planters never doubted that their slaves' Christianity contained a good dose of African belief." In a book of 665 sprawling pages, this sentence is the most important assertion of Genovese's thesis that the slavocracy allowed the blacks to develop cultural independence, and Genovese duly footnotes it. The footnote consists of four references: to the Laurence Family Papers at Nashville, to the Calvin Henderson Wiley Papers at Chapel Hill, to J. Carlyle Sitterson's Sugar Country, and to Charles Sackett Sydnor's Slavery in Mississippi. At first glance, the references are impressive; upon closer examination, they prove to be a hollow shell. The citation from the Laurence Family Papers takes us to a reminiscence by a woman named Emily Donelson Walton, in which she recalls a slave named Uncle Guinea George, of whom she had been somewhat afraid during her childhood because of his claim that he had once been a cannibal. He boasted to everyone that he had had his teeth sharpened so that he could chew better, and "he would tell the boys in the family," Mrs. Walton recalled, "about being a cannibal in Africa, and sing weird songs in his own language when at work in the field at cotton picking time." Nowhere in Mrs. Walton's recollection of Uncle Guinea George is his religious faith even remotely alluded to, let alone broken down into its component parts. Genovese's citation from the Laurence Family Papers is a sham. The same word applies to his citation from the Calvin Henderson Wiley Papers. For the subject that is under discussion in the document to which Genovese refers is the duty of the good Christian to preach the gospel to all peoples everywhere and to strive earnestly and constantly for their repentance and conversion. Unfortunately, says Wiley, many races which are "much the superior of the negro," and which have had many opportunities for repentance, "seem likely to fade away before the dawning of the Millennial era," whereas "poor, blind, servile Ethiopia"--that is to say, the Negro race--is not only "stretching forth her hands, & crying to be cast into the healing waters," but seems likely to be a "permanent occupant of the world." There is nothing in the passage to indicate that Wiley believed that the faith of Christian blacks differed in any way from the faith of Christian white men like himself: In the "Note on Sources" at the end of Roll, Jordan, Roll, Genovese says that "two decades of work" in the documents of Southern history have helped him to recognize "what is and is not typical--what does and does not ring false." One might more accurately say that in two decades of` work he never learned a proper respect for historical truth. The citation from J. Carlyle Sitterson's Sugar Country is somewhat less fraudulent than the citations from the two archival documents, for Sitterson does at least take up the question of` residual African belief: Sitterson, however, does not assert that African religion was fused with Christianity into a distinctive black religion; rather, he says, it existed "underneath" the slaves' Christianity. "The 'Guinea' religion," Sitterson says in his precise way, "never completely died out in Southern Louisiana. Through the ante bellum period it was replenished through the addition of Negroes smuggled in and taken through the bayous . . .and sold." Far from supporting Genovese's contention that the traditional view of the role of African religion in black American Christianity is wrong, Sitterson exemplifies that view. Only in very special places in the late antebellum South--like the bayou country of south Louisiana--did belief in African religion persist. The passage to which we are led by the cŤtation from Sydnor's Slavery in Mississippi also makes Roll, Jordan, Roll look sick: Few records of the superstitions of MŤssissippi slaves have been found. Whether the negro brought the following belief from Africa is not known; it may have been borrowed from the whites, for cases of this superstition can be found in European folklore. John, a slave, was accused of having committed murder in Hinds county. During the trial it was stated that he and another slave, Willis, together watched a crowd of people going toward the body of the murdered negro. Willis told John that a jury was being formed and that all the negroes who had been working near the scene of the crime would have to file past the body, each in turn placing his hands on it, and that blood would flow from the wounds as soon as the murderer touched the body. On hearing this John at once jumped the fŠnce behŤnd the place where he had been talking to Willis and started running away from the scene. The contrast between Sydnor's honest confession that he cannot make a definite statement about the origins of this folk story and Genovese's declaration, delivered with all the boldness of a riverboat gambler who is sure that no one will bother to check his sleeves, that "the planters never doubted that their slaves' Christianity contained a good dose of African belief" could hardly be more damning. The Sydnor passage, moreover, makes no refrence to the alleged fusion of African folk belief and Christianity. Circular arguments, slippery-slick non sequiturs, collapsing time frames, irrelevant quotations, and gloriously unfootnoted generalizations also contribute to the excitement of reading Roll, Jordan, Roll. If you happen to be interested in African history and want to know where Genovese learned so much about so many tribes that he can expansively say that "the slaves' standard of formal courtesy toward the whites arose not only from their servile condition but from a sense of justice inherited from Africa," you will just have to keep on guessing, because he does not reveal his sources. A paragraph on the slaves' gratitude to kindly masters is equally imaginative, even though it is backed up by two quotations, because the first is a reminiscence of the Danish statesman Bernstorff's relations with his serfs, while the second is an observation of twentieth- century Southern blacks by the sociologist Charles S. Johnson. The interesting statement that "married black women and their men did not take white sexual aggression lightly and resisted effectively enough to hold it to a minimum" is not footnoted, nor is the paragraph in "Wives and Mothers" about the greater equality between men and women in the slave family as opposed to the white f…mily, nor the paragraph about the "remarkable number of [black] women [who] did everything possible to strengthen their men's self-esteem and to defer to their leadership." The only fault Genovese finds with the slaves is that not enough of them rebelled. He is very quick, though, to explain away their failure. It was not a pathology induced by slavery that prevented the blacks from rebelling, but their religion-their grandest achievement. The slaves' Christianity tied them to their Christian white f•lks and therefore militated against a general uprising. Nevertheless, the slaves' religion prepared the way f`or "the struggle of subsequent generations of black Americans to fulfill that prophecy they have made their own": But that which ye have already hold fast till I come. And he that overcometh, and keepeth my works unto the end, to him will I give power over the nations .... I am the root and the offspring of David, and the bright and morning star. "Power over the nations." The line is from Revelation, but as the words come rolling like Jordan out of Genovese's typewriter, they turn into a prophecy of social revolution.