Chapter Twenty-five: Theories of Knowledge
1. Continuity versus Dualism. A number of theories of knowing
have been criticized in the previous pages. In spite of their
differences from one another, they all agree in one fundamental
respect which contrasts with the theory which has been positively
advanced. The latter assumes continuity; the former state or
imply certain basic divisions, separations, or antitheses,
technically called dualisms. The origin of these divisions we
have found in the hard and fast walls which mark off social
groups and classes within a group: like those between rich and
poor, men and women, noble and baseborn, ruler and ruled. These
barriers mean absence of fluent and free intercourse. This
absence is equivalent to the setting up of different types of
life-experience, each with isolated subject matter, aim, and
standard of values. Every such social condition must be
formulated in a dualistic philosophy, if philosophy is to be a
sincere account of experience. When it gets beyond dualism -- as
many philosophies do in form -- it can only be by appeal to
something higher than anything found in experience, by a flight
to some transcendental realm. And in denying duality in name
such theories restore it in fact, for they end in a division
between things of this world as mere appearances and an
inaccessible essence of reality.
So far as these divisions persist and others are added to them,
each leaves its mark upon the educational system, until the
scheme of education, taken as a whole, is a deposit of various
purposes and procedures. The outcome is that kind of check and
balance of segregated factors and values which has been
described. (See Chapter XVIII.) The present discussion is simply
a formulation, in the terminology of philosophy, of various
antithetical conceptions involved in the theory of knowing.
In the first place, there is the opposition of empirical and
higher rational knowing. The first is connected with everyday
affairs, serves the purposes of the ordinary individual who has
no specialized intellectual
pursuit, and brings his wants into some kind of working
connection with the immediate environment. Such knowing is
depreciated, if not despised, as purely utilitarian, lacking in
cultural significance. Rational knowledge is supposed to be
something which touches reality in ultimate, intellectual
fashion; to be pursued for its own sake and properly to terminate
in purely theoretical insight, not debased by application in
behavior. Socially, the distinction corresponds to that of the
intelligence used by the working classes and that used by a
learned class remote from concern with the means of living.
Philosophically, the difference turns about the distinction of
the particular and universal. Experience is an aggregate of more
or less isolated particulars, acquaintance with each of which
must be separately made. Reason deals with universals, with
general principles, with laws, which lie above the welter of
concrete details. In the educational precipitate, the pupil is
supposed to have to learn, on one hand, a lot of items of
specific information, each standing by itself, and upon the other
hand, to become familiar with a certain number of laws and
general relationships. Geography, as often taught, illustrates
the former; mathematics, beyond the rudiments of figuring, the
latter. For all practical purposes, they represent two
independent worlds.
Another antithesis is suggested by the two senses of the word
"learning." On the one hand, learning is the sum total of what is
known, as that is handed down by books and learned men. It is
something external, an accumulation of cognitions as one might
store material commodities in a warehouse. Truth exists ready-
made somewhere. Study is then the process by which an individual
draws on what is in storage. On the other hand, learning means
something which the individual does when he studies. It is an
active, personally conducted affair. The dualism here is between
knowledge as something external, or, as it is often called,
objective, and knowing as something purely internal, subjective,
psychical. There is, on one side, a body of truth, ready-made,
and, on the other, a ready-made mind equipped with a faculty of
knowing -- if it only wills to exercise it, which it is often
strangely loath to do. The separation, often touched upon,
between subject matter and method is the educational equivalent
of this dualism. Socially the distinction has to do with the
part of life which is dependent upon authority and that where
individuals are free to advance. Another dualism is that of
activity and passivity in knowing. Purely empirical and physical
things are often supposed to be known by receiving impressions.
Physical things somehow stamp themselves upon the mind or convey
themselves into consciousness by means of the sense organs.
Rational knowledge and knowledge of spiritual things is supposed,
on the contrary, to spring from activity initiated within the
mind, an activity carried on better if it is kept remote from all
sullying touch of the senses and external objects. The
distinction between sense training and object lessons and
laboratory exercises, and pure ideas contained in books, and
appropriated -- so it is thought -- by some miraculous output of
mental energy, is a fair expression in education of this
distinction. Socially, it reflects a division between those who
are controlled by direct concern with things and those who are
free to cultivate themselves.
Another current opposition is that said to exist between the
intellect and the emotions. The emotions are conceived to be
purely private and personal, having nothing to do with the work
of pure intelligence in apprehending facts and truths, -- except
perhaps the single emotion of intellectual curiosity. The
intellect is a pure light; the emotions are a disturbing heat.
The mind turns outward to truth; the emotions turn inward to
considerations of personal advantage and loss. Thus in education
we have that systematic depreciation of interest which has been
noted, plus the necessity in practice, with most pupils, of
recourse to extraneous and irrelevant rewards and penalties in
order to induce the person who has a mind (much as his clothes
have a pocket) to apply that mind to the truths to be known.
Thus we have the spectacle of professional educators decrying
appeal to interest while they uphold with great dignity the need
of reliance upon examinations, marks, promotions and emotions,
prizes, and the time-honored paraphernalia of rewards and
punishments. The effect of this situation in crippling the
teacher's sense of humor has not received the attention which it
deserves.
All of these separations culminate in one between knowing and
doing, theory and practice, between mind as the end and spirit of
action and the body as its organ and means. We shall not repeat
what has been said about the source of this dualism in the
division of society into a class laboring with their muscles for
material sustenance and a class which, relieved from economic
pressure, devotes itself to the arts of expression and social
direction. Nor is it necessary to speak again of the educational
evils which spring from the separation. We shall be content to
summarize the forces which tend to make the untenability of this
conception obvious and to replace it by the idea of continuity.
(i) The advance of physiology and the psychology associated with
it have shown the connection of mental activity with that of the
nervous system. Too often recognition of connection has stopped
short at this point; the older dualism of soul and body has been
replaced by that of the brain and the rest of the body. But in
fact the nervous system is only a specialized mechanism for
keeping all bodily activities working together. Instead of being
isolated from them, as an organ of knowing from organs of motor
response, it is the organ by which they interact responsively
with one another. The brain is essentially an organ for
effecting the reciprocal adjustment to each other of the stimuli
received from the environment and responses directed upon it.
Note that the adjusting is reciprocal; the brain not only enables
organic activity to be brought to bear upon any object of the
environment in response to a sensory stimulation, but this
response also determines what the next stimulus will be. See
what happens, for example, when a carpenter is at work upon a
board, or an etcher upon his plate -- or in any case of a
consecutive activity. While each motor response is adjusted to
the state of affairs indicated through the sense organs, that
motor response shapes the next sensory stimulus. Generalizing
this illustration, the brain is the machinery for a constant
reorganizing of activity so as to maintain its continuity; that
is to say, to make such modifications in future action as are
required because of what has already been done. The continuity
of the work of the carpenter distinguishes it from a routine
repetition of identically the same motion, and from a random
activity where there is nothing cumulative. What makes it
continuous, consecutive, or concentrated is that each earlier act
prepares the way for later acts, while these take account of or
reckon with the results already attained -- the basis of all
responsibility. No one who has realized the full force of the
facts of the connection of knowing with the nervous system and of
the nervous system with the readjusting of activity continuously
to meet new conditions, will doubt that knowing has to do with
reorganizing activity, instead of being something isolated from
all activity, complete on its own account.
(ii) The development of biology clinches this lesson, with its
discovery of evolution. For the philosophic significance of the
doctrine of evolution lies precisely in its emphasis upon
continuity of simpler and more complex organic forms until we
reach man. The development of organic forms begins with
structures where the adjustment of environment and organism is
obvious, and where anything which can be called mind is at a
minimum. As activity becomes more complex, coordinating a
greater number of factors in space and time, intelligence plays a
more and more marked role, for it has a larger span of the future
to forecast and plan for. The effect upon the theory of knowing
is to displace the notion that it is the activity of a mere
onlooker or spectator of the world, the notion which goes with
the idea of knowing as something complete in itself. For the
doctrine of organic development means that the living creature is
a part of the world, sharing its vicissitudes and fortunes, and
making itself secure in its precarious dependence only as it
intellectually identifies itself with the things about it, and,
forecasting the future consequences of what is going on, shapes
its own activities accordingly. If the living, experiencing
being is an intimate participant in the activities of the world
to which it belongs, then knowledge is a mode of participation,
valuable in the degree in which it is effective. It cannot be
the idle view of an unconcerned spectator.
(iii) The development of the experimental method as the method of
getting knowledge and of making sure it is knowledge, and not
mere opinion -- the method of both discovery and proof -- is the
remaining great force in bringing about a transformation in the
theory of knowledge. The experimental method has two sides. (i)
On one hand, it means that we have no right to call anything
knowledge except where our activity has actually produced certain
physical changes in things, which agree with and confirm the
conception entertained. Short of such specific changes, our
beliefs are only hypotheses, theories, suggestions, guesses, and
are to be entertained tentatively and to be utilized as
indications of experiments to be tried. (ii) On the other hand,
the experimental method of thinking signifies that thinking is of
avail; that it is of avail in just the degree in which the
anticipation of future consequences is made on the basis of
thorough observation of present conditions. Experimentation, in
other words, is not equivalent to blind reacting. Such surplus
activity -- a surplus with reference to what has been observed
and is now anticipated -- is indeed an unescapable factor in all
our behavior, but it is not experiment save as consequences are
noted and are used to make predictions and plans in similar
situations in the future. The more the meaning of the
experimental method is perceived, the more our trying out of a
certain way of treating the material resources and obstacles
which confront us embodies a prior use of intelligence. What we
call magic was with respect to many things the experimental
method of the savage; but for him to try was to try his luck, not
his ideas. The scientific experimental method is, on the
contrary, a trial of ideas; hence even when practically -- or
immediately -- unsuccessful, it is intellectual, fruitful; for we
learn from our failures when our endeavors are seriously
thoughtful.
The experimental method is new as a scientific resource--as a
systematized means of making knowledge, though as old as life as
a practical device. Hence it is not surprising that men have not
recognized its full scope. For the most part, its significance
is regarded as belonging to certain technical and merely physical
matters. It will doubtless take a long time to secure the
perception that it holds equally as to the forming and testing of
ideas in social and moral matters. Men still want the crutch of
dogma, of beliefs fixed by authority, to relieve them of the
trouble of thinking and the responsibility of directing their
activity by thought. They tend to confine their own thinking to
a consideration of which one among the rival systems of dogma
they will accept. Hence the schools are better adapted, as John
Stuart Mill said, to make disciples than inquirers. But every
advance in the influence of the experimental method is sure to
aid in outlawing the literary, dialectic, and authoritative
methods of forming beliefs which have governed the schools of the
past, and to transfer their prestige to methods which will
procure an active concern with things and persons, directed by
aims of increasing temporal reach and deploying greater range of
things in space. In time the theory of knowing must be derived
from the practice which is most successful in making knowledge;
and then that theory will be employed to improve the methods
which are less successful.
2. Schools of Method. There are various systems of philosophy
with characteristically different conceptions of the method of
knowing. Some of them are named scholasticism, sensationalism,
rationalism, idealism, realism, empiricism, transcendentalism,
pragmatism, etc. Many of them have been criticized in connection
with the discussion of some educational problem. We are here
concerned with them as involving deviations from that method
which has proved most effective in achieving knowledge, for a
consideration of the deviations may render clearer the true place
of knowledge in experience. In brief, the function of knowledge
is to make one experience freely available in other experiences.
The word "freely" marks the difference between the principle of
knowledge and that of habit. Habit means that an individual
undergoes a modification through an experience, which
modification forms a predisposition to easier and more effective
action in a like direction in the future. Thus it also has the
function of making one experience available in subsequent
experiences. Within certain limits, it performs this function
successfully. But habit, apart from knowledge, does not make
allowance for change of conditions, for novelty. Prevision of
change is not part of its scope, for habit assumes the essential
likeness of the new situation with the old. Consequently it
often leads astray, or comes between a person and the successful
performance of his task, just as the skill, based on habit alone,
of the mechanic will desert him when something unexpected occurs
in the running of the machine. But a man who understands the
machine is the man who knows what he is about. He knows the
conditions under which a given habit works, and is in a position
to introduce the changes which will readapt it to new conditions.
In other words, knowledge is a perception of those connections of
an object which determine its applicability in a given situation.
To take an extreme example; savages react to a flaming comet as
they are accustomed to react to other events which threaten the
security of their life. Since they try to frighten wild animals
or their enemies by shrieks, beating of gongs, brandishing of
weapons, etc., they use the same methods to scare away the comet.
To us, the method is plainly absurd -- so absurd that we fail to
note that savages are simply falling back upon habit in a way
which exhibits its limitations. The only reason we do not act in
some analogous fashion is because we do not take the comet as an
isolated, disconnected event, but apprehend it in its connections
with other events. We place it, as we say, in the astronomical
system. We respond to its connections and not simply to the
immediate occurrence. Thus our attitude to it is much freer. We
may approach it, so to speak, from any one of the angles provided
by its connections. We can bring into play, as we deem wise, any
one of the habits appropriate to any one of the connected
objects. Thus we get at a new event indirectly instead of
immediately -- by invention, ingenuity, resourcefulness. An
ideally perfect knowledge would represent such a network of
interconnections that any past experience would offer a point of
advantage from which to get at the problem presented in a new
experience. In fine, while a habit apart from knowledge supplies
us with a single fixed method of attack, knowledge means that
selection may be made from a much wider range of habits.
Two aspects of this more general and freer availability of former
experiences for subsequent ones may be distinguished. (See ante,
p. 77.) (i) One, the more tangible, is increased power of
control. What cannot be managed directly may be handled
indirectly; or we can interpose barriers between us and
undesirable consequences; or we may evade them if we cannot
overcome them. Genuine knowledge has all the practical value
attaching to efficient habits in any case. (ii) But it also
increases the meaning, the experienced significance, attaching to
an experience. A situation to which we respond capriciously or
by routine has only a minimum of conscious significance; we get
nothing mentally from it. But wherever knowledge comes into play
in determining a new experience there is mental reward; even if
we fail practically in getting the needed control we have the
satisfaction of experiencing a meaning instead of merely
reacting physically.
While the content of knowledge is what has happened, what is
taken as finished and hence settled and sure, the reference of
knowledge is future or prospective. For knowledge furnishes the
means of understanding or giving meaning to what is still going
on and what is to be done. The knowledge of a physician is what
he has found out by personal acquaintance and by study of what
others have ascertained and recorded. But it is knowledge to him
because it supplies the resources by which he interprets the
unknown things which confront him, fills out the partial obvious
facts with connected suggested phenomena, foresees their probable
future, and makes plans accordingly. When knowledge is cut off
from use in giving meaning to what is blind and baffling, it
drops out of consciousness entirely or else becomes an object of
aesthetic contemplation. There is much emotional satisfaction to
be had from a survey of the symmetry and order of possessed
knowledge, and the satisfaction is a legitimate one. But this
contemplative attitude is aesthetic, not intellectual. It is the
same sort of joy that comes from viewing a finished picture or a
well composed landscape. It would make no difference if the
subject matter were totally different, provided it had the same
harmonious organization. Indeed, it would make no difference if
it were wholly invented, a play of fancy. Applicability to the
world means not applicability to what is past and gone -- that is
out of the question by the nature of the case; it means
applicability to what is still going on, what is still unsettled,
in the moving scene in which we are implicated. The very fact
that we so easily overlook this trait, and regard statements of
what is past and out of reach as knowledge is because we assume
the continuity of past and future. We cannot entertain the
conception of a world in which knowledge of its past would not be
helpful in forecasting and giving meaning to its future. We
ignore the prospective reference just because it is so
irretrievably implied.
Yet many of the philosophic schools of method which have been
mentioned transform the ignoring into a virtual denial. They
regard knowledge as something complete in itself irrespective of
its availability in dealing with what is yet to be. And it is
this omission which vitiates them and which makes them stand as
sponsors for educational methods which an adequate conception of
knowledge condemns. For one has only to call to mind what is
sometimes treated in schools as acquisition of knowledge to
realize how lacking it is in any fruitful connection with the
ongoing experience of the students -- how largely it seems to be
believed that the mere appropriation of subject matter which
happens to be stored in books constitutes knowledge. No matter
how true what is learned to those who found it out and in whose
experience it functioned, there is nothing which makes it
knowledge to the pupils. It might as well be something about
Mars or about some fanciful country unless it fructifies in the
individual's own life.
At the time when scholastic method developed, it had relevancy to
social conditions. It was a method for systematizing and lending
rational sanction to material accepted on authority. This
subject matter meant so much that it vitalized the defining and
systematizing brought to bear upon it. Under present conditions
the scholastic method, for most persons, means a form of knowing
which has no especial connection with any particular subject
matter. It includes making distinctions, definitions, divisions,
and classifications for the mere sake of making them -- with no
objective in experience. The view of thought as a purely
physical activity having its own forms, which are applied to any
material as a seal may be stamped on any plastic stuff, the view
which underlies what is termed formal logic is essentially the
scholastic method generalized. The doctrine of formal discipline
in education is the natural counterpart of the scholastic method.
The contrasting theories of the method of knowledge which go by
the name of sensationalism and rationalism correspond to an
exclusive emphasis upon the particular and the general
respectively -- or upon bare facts on one side and bare relations
on the other. In real knowledge, there is a particularizing and
a generalizing function working together. So far as a situation
is confused, it has to be cleared up; it has to be resolved into
details, as sharply defined as possible. Specified facts and
qualities constitute the elements of the problem to be dealt
with, and it is through our sense organs that they are specified.
As setting forth the problem, they may well be termed
particulars, for they are fragmentary. Since our task is to
discover their connections and to recombine them, for us at the
time they are partial. They are to be given meaning; hence, just
as they stand, they lack it. Anything which is to be known,
whose meaning has still to be made out, offers itself as
particular. But what is already known, if it has been worked
over with a view to making it applicable to intellectually
mastering new particulars, is general in function. Its function
of introducing connection into what is otherwise unconnected
constitutes its generality. Any fact is general if we use it to
give meaning to the elements of a new experience. "Reason" is
just the ability to bring the subject matter of prior experience
to bear to perceive the significance of the subject matter of a
new experience. A person is reasonable in the degree in which he
is habitually open to seeing an event which immediately strikes
his senses not as an isolated thing but in its connection with
the common experience of mankind.
Without the particulars as they are discriminated by the active
responses of sense organs, there is no material for knowing and
no intellectual growth. Without placing these particulars in the
context of the meanings wrought out in the larger experience of
the past -- without the use of reason or thought -- particulars
are mere excitations or irritations. The mistake alike of the
sensational and the rationalistic schools is that each fails to
see that the function of sensory stimulation and thought is
relative to reorganizing experience in applying the old to the
new, thereby maintaining the continuity or consistency of life.
The theory of the method of knowing which is advanced in these
pages may be termed pragmatic. Its essential feature is to
maintain the continuity of knowing with an activity which
purposely modifies the environment. It holds that knowledge in
its strict sense of something possessed consists of our
intellectual resources -- of all the habits that render our
action intelligent. Only that which has been organized into our
disposition so as to enable us to adapt the environment to our
needs and to adapt our aims and desires to the situation in which
we live is really knowledge. Knowledge is not just something
which we are now conscious of, but consists of the dispositions
we consciously use in understanding what now happens. Knowledge
as an act is bringing some of our dispositions to consciousness
with a view to straightening out a perplexity, by conceiving the
connection between ourselves and the world in which we live.
Summary. Such social divisions as interfere with free and full
intercourse react to make the intelligence and knowing of members
of the separated classes one-sided. Those whose experience has
to do with utilities cut off from the larger end they subserve
are practical empiricists; those who enjoy the contemplation of a
realm of meanings in whose active production they have had no
share are practical rationalists. Those who come in direct
contact with things and have to adapt their activities to them
immediately are, in effect, realists; those who isolate the
meanings of these things and put them in a religious or so-called
spiritual world aloof from things are, in effect, idealists.
Those concerned with progress, who are striving to change
received beliefs, emphasize the individual factor in knowing;
those whose chief business it is to withstand change and conserve
received truth emphasize the universal and the fixed -- and so
on. Philosophic systems in their opposed theories of knowledge
present an explicit formulation of the traits characteristic of
these cut-off and one-sided segments of experience -- one-sided
because barriers to intercourse prevent the experience of one
from being enriched and supplemented by that of others who are
differently situated.
In an analogous way, since democracy stands in principle for free
interchange, for social continuity, it must develop a theory of
knowledge which sees in knowledge the method by which one
experience is made available in giving direction and meaning to
another. The recent advances in physiology, biology, and the
logic of the experimental sciences supply the specific
intellectual instrumentalities demanded to work out and formulate
such a theory. Their educational equivalent is the connection of
the acquisition of knowledge in the schools with activities, or
occupations, carried on in a medium of associated life.
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