IV
SHERWOOD ANDERSON: A PSYCHOLOGICAL
NATURALIST*
Unlike our earlier naturalists in handling of material and dramatic interests. Concerned with inner life rather than outer, with
hidden drives rather than environment. Accepts the main criteria
of naturalism: determinism, distortion, pessimism. A lean and
sparing writer whose symbolisms are obscure and puzzling.
single theme: the disastrous effect of frustrations and repressions
that create grotesques. Due to (i) Crude, narrow environment
that drives to strange aberrations; (2) Repressed instincts that
break forth in abnormal action. The consequence a black loneliness-the hunger of fellowship and its denial. Limited in scope to
episodic crises-hence his better stories short. Many failures:
Marching Men; Windy McPherson's Son; Poor White (1920); Many
Marriages (1923)-a clumsy account of a Babbitt gone on a psy
chological spree; Horses and Men (1923)-some more Grotesques;
see in particular "A Chicago Hamlet."
Winesburg, Ohio (1918). A prose Spoon River Anthology, with an
excellent collection of grotesques. Sharp vignettes; lonely, thwarted
lives, "confused and disconcerted by the facts of life." A back
ground of earlier America, crude and ugly, that drives to religious
fanaticism in Steve Bentley; to passionate rebellion in Kate Swift;
to bitter irony in Ray Pearson. Note the deterministic conclusion
of "The Untold Lie"-"Tricked, by Gad, that's what I was;
tricked by life and made a fool of"; and the pessimism: . . . "The
shouted a protest against his life, against all life, against everything
that makes life ugly."
The Triumph of the Egg (1921). A strange and difficult book
with its subtle symbolisms. The theme is the common hunger for
romance and fellowship that confuses itself with sex and is un
satisfied. Suggested in prefatory poem: "I have a wonderful story
to tell but know no way to tell it."
1. The Egg. An epitome of his philosophy of grotesques. The
egg breeds life that is futile, and life reproduces the egg. A morbid
disgust that would bottle the egg, and the failure.
2. Out of Nowhere Into Nothing. Theme is the "white wonder of
life"-what it is and the part it plays in sha-,ing life; a sex illusion
that in its mystic appeal to youth guarantees the perpetuation of the
race. To age there is no "white wonder," but thelife processes are
dirty, and lead to final imprisonment in a common trap. Hence the
"white wonder" is the supreme jest of nature, sardonic, beguiling,
gathering its victims who eagerly run their predetermined course.
3. Brothers. A suggestion of the true "white wonder of life"
the brotherhood of man in a lonely world-" beyond words, beyond
passion-the fellowship in living, the fellowship in life." But men
cannot break through the walls of themselves to grasp it, and the
dirt of the world destroys its beauty. "The whole story of man
kind's loneliness, of the effort to reach out to unattainable beauty,
tried to get itself expressed from the lips of a mumbling old man,
crazed with loneliness." "We have different names but we are
brothers." "Already I have written three hundred, four hundred
thousand words. Are there no words that lead into life?" See conclusion of "The Man in the Brown Coat."
A Story Teller's Story (1924). An attempt to lay bare the emo
tional life of one seeking to be an artist in America; to plumb his
own consciousness, to escape from a world he hates. Such escape
comes from reaching down "through all the broken surface distrac
tions of modern life to that old craft out of which culture springs."
He must pull himself free from a deadening and devastating routine
of an industrial society with its empty ambitions. And having
found his craft he finds a recompense in life. "I sang as I worked, as
in my boyhood I had often seen old craftsmen sing and as I had
never heard men sing in factories. And for what I had written at
such times I had been called unclean by men and women who had
never known me, could have no personal reasons for thinking me
unclean. Was I unclean? Were the hands that, for such brief
periods of my life, had really served me, had they been unclean at
such moments of service?" A stimulating and suggestive document
of modern life.
The note of determinism in Anderson expressed in two images,
the wall and escape-running to get away from what holds us fast.
But in running away from the old self to find a new, we carry the
old self with us. Anderson one of the three or four most important
men now writing fiction in America. Compare with D. H. Lawrence.
A New Romance
The new romance and the new naturalism both spring from a
common root-hatred of the meanness and ugliness of modern
life; but romance seeks to evade and forget what naturalism examines curiously. It is a defense mechanism against things as they are and springs from:
1. Disgust at the verisimilitude of naturalism that parades the
crude ugliness of life as if it were the reality. The dream more im
portant than the fact, for our real existence is within the imagination, removed from material futilities, where we may satisfy our hunger for beauty, for far-ranging adventure, for ideal existence.
2. The impulse to free creation. Real life overshadowed and
darkened by a sense of impotence; men are flies caught in the web
of circumstance. But in romance the will is unshackled and the
free imagination plays with time and space, shaping fate to its
liking in terms of beauty, dwelling in a world as we should like it
to be. Romance hence is the ideal cosmos of the ego.
3. The spirit of youth that has brooded over life and refuses to
abandon its dreams. The inevitable outcome irony, an undertone
of sadness, a recognition of the pessimism against which it desires
to be a defense. This the final note. So compare the Eros et mors of
old romance. . . .**
1917-1924*
Introduction: With the entry of America into the war came a
sharp change in literary development. Regimentation due to war
psychology destroyed the movement of social criticism which dom
inated fiction between 1903 and 1917. The liberal movement in
economics and politics came to an abrupt end, and the problem
noel ceased to be written. Almost overnight it became old-fash
ioged. The year 1918 sterile.1 With the year 1919 began a new
literary period. Three major movements:
1. A resurgence of naturalism, inspired by psychology rather
than by economics, with a tendency to impressionism in handling:
represented by Sherwood Anderson.
2. A new romanticism, seeking ideal beauty as a defense against
reality and emerging in irony: represented by James Branch Cabell.
3. A new criticism: A revolt of the young intellectuals against
the dominant middle class-its Puritanism, its Victorianism, its
acquisitive ideals: represented by Sinclair Lewis.
I
THE SMALL TOWN IN FICTION
The first expression of the new literature. Chiefly a middle
western development-and a late phase of the literature of the
local. A reaction from the "economic city," with its centralizing
economics, which dominated the problem novel. Two antagonistic
interpretations: (1) The romantic small town, or the theory of a
kindly, democratic world; (2) The realistic small town, or the
theory of a petty, competitive world.
1. The Romantic Interpretation of the Small Town. A hold-over
from an earlier period. Derives from Riley; elaborated and de
fended by Meredith Nicholson, The Valley of Democracy (1918).
According to this theory the middle-western village is: (I) A land
of economic well-being, uncursed by poverty and unspoiled by
Wealth; (2) A land of "folksiness"-the village a great family in its
neighborliness, friendliness, sympathy; (3) Primarily middle-class,
and therefore characteristically American, wholesome, and human
in spite of its prosaic shortcomings; (4) The home of American
democracy, dominated by the spirit of equality, where men are
measured by their native qualities.2
WILLIAM ALLEN WHITE: A SON OF THE MIDDLE BORDER
Product of middle-class, Puritan Kansas. Dominated by sentiment, believes in the essential fairness of men. Two major ideas:
(1) Belief in the excellence of western village life; (2) Fear lest this
life be submerged by industrialism. A romantic and political Pro
gressive. Formulated his political theory in The Old Order Changeth
(1910)-thesis, that America is changing from representative
republicanism to democracy. The problem is to make business
honest. Not an intellectual. His plots resemble Thackeray's
leisurely, gossipy, confidential asides, a large canvas, many figures,
a long period of time. His attitude admirably expressed in Emporia
and New York (1906).
The Court of Boyville (1899). The romance of youth set against
the background of the small town. A world of dreams and loveli
ness: adventures that await beyond the horizon; the glory of pig
tails and overalls. The democracy of the vacant lot: rivalry in
marbles and hand-springs-the leadership of the capable. Sincerer
work than Tarkington's Penrod. Contrast with Garland's Son of
the Middle Border, and Mark Twain's Tom Sawyer.
A Certain Rich Man (1899). His plunge into the problem novel.
Theme: fear of the economic city that draws the villager into its
web. A contrast between the two worlds and two social ideals-the
friendly democracy of the older America threatened by economic
centralization.
In the Heart of a Fool (1918). One of the last of the problem novels.
Theme-the invasion of the small town by industrialism and the
disintegration of village virtues. The story of an idealist who op
poses the ends of Main Street and his destruction by the herd.
A suggestion of Sinclair Lewis. The conclusion-the excellence
of love and the foolishness of selfishness. The background
characters, studies in the reaction of the older ideal to the new
egoism.
BOOTH TARKINGTON: THE DEAN OF AMERICAN MIDDLE-CLASS LETTERS
Possesses the virtues of cleverness, optimism, humor, respect
ability. Honors all the Victorian taboos. Life is an agreeable
experience-to the successful, hence it is well to rise. His chief
theme, middle-class romance as exemplified in the "valley of
democracy": courtship of nice young people through the agencies
of parties and picnics. A skillful writer, with a light touch, but his
art destroyed by love of popularity-a novel ends well that ends
happily. A perennial sophomore, purveyor of comfortable litera
ture to middle-class America.3
The Gentleman from Indiana (1899). A dramatization of the
"good, dear people" theme. The college man who goes back to
his people to live and work with them. A satisfying life results
from merging individual life in the common village life. A flabby
and somewhat saccharine philosophy.
Alice Adams (1921). The story of an instinctive actress and her
competitive struggle for social position and a man. A clever, at
tractive, lovable girl defeated by her background-led into foolish
little deceits to keep up appearances-victim of middle-class
conventionality. Shabby parlors versus conservatories as settings
for proposals. The Adams family has fallen behind their acquaint
ances in the business of rising in the world, and Alice sinks to a
lower social scale. An overrated book.
The Midlander (1923). A contribution to booster literature and
an unconscious satire on the emptiness of the middle-class mind.
A real-estate venture and what came of it. The conception that
"man is a wealth-and-comfort-producing machine." Supposed to
be tragedy, but the tragedy lies in preferring the imported to the
domestic article-choosing a New York girl instead of a local one.
The suburb thrives, the automobile business goes forward, and
the gods of getting on smile in the end.4
The other numerous titles of Tarkington signify nothing except
to lovers of comfortable literature. The clever Hoosier has ceased
to be an artist-the great failure in contemporary American fiction.
DOROTHY CANFIELD (FISHER)
A clever dramatizer of the obvious: believes in the Woman
Triumphant, and discovers in the right education of children
particularly girls-the solution of all problems. Two main themes:
I. A protest against the demands of "social life." The Squirrel
Cage (1912). A contribution to the problem novel. A William
Morris suggestion of the sufficiency of handicraft as an escape from
social demands. An arraignment of the American home where the
father scarcely knows the children and the mother is shut away
from the outside world.
The Bent Twig (1915). A study of university community life
the struggle between plain living and high thinking-of social
pleasure and no thinking.
2. The defense of the village. The belief that community
fellowship-a gathering to watch a century plant bloom-breeds
an artistic spirit finer than old-world art and culture can offer.
Especially a Vermont town is ideal for the proper bringing up of
children. The Brimming Cup (1920). A story of the right bringing
up of children. Rough Hewn (1922). The love of art and travel
which leads inevitably to a Vermont town and marriage. Raw
Material (1923). Sketches. The point of view given in "Paul
Meyer"-the folly of thinking that a normal girl should prefer
philology to matrimony.
II
THE REALISTIC SMALL TOWN AND THE NEW
NATURALISM
The work of the younger intellectuals, more disciplined than the
muckrakers, with wider culture and severer standards. Concerned
for civilization, the things of the spirit, a free creative individual
ism, rather than political liberalism. A searching criticism of the
triumphant middle class, its ideals and its habitat, the town and
city; the repressive tyrannies of its herd mind; the futility of its
materialism. Back of the novelists is a group of essayists, young
critics of established ways: Van Wyck Brooks, Ludwig Lewisohn,
Randolph Bourne, H. L. Mencken. They embody a reaction from:
(I) The acquisitive ideal of a machine civilization. (2) "The great
illusion of American civilization, the illusion of optimism"-the
staple of middle-class business morale. (3) The sentimentalism of
"comfortable literature," that evades reality and weakens the
intellectual fiber. (4) The inhibitions of a Puritanism that has lost
its sanctions. (5) The White-Tarkington doctrine of the "beautiful
people" and "folksy village."
The movement began with Masters's Spoon River Anthology
(1915). An earlier work is E. W. Howe's Story of a Country Town
(1883):-stark, grim, unrelieved, revealing the "smoldering dis
content of an inarticulate frontier."
ZONA GALE-THE TRANSITION FROM ROMANCE TO REALISM
I. Friendship Village romance. The Loves of Pelleas and Etarre
(1907). Everyone is helpful, everyone loves, or wants to, or is
unhappy for lack of it. Friendship Village (1908). A world where
there is no sorrow, or sickness, and where brotherly love rules.
Of the "folksy" school.
II. The shift to realism. Miss Lulu Bett (1920). A homely village
tragedy of the repressed soul that rebels under the irritation of
domestic pin-pricks. Plebeian characters, thin, cheap, tiresome;
set in a shoddy world and rubbing each other's nerves. Deacon
Dwight a sadist; Miss Lulu a grotesque. Treated from the outside
in contrast with Sherwood Anderson's method. Faint Perfume
(1923). A glorification of martyrdom. The conviction that life is
hard, and the excellence of the economy of pain. A partial return
to the Friendship Village note, but like Miss Lulu Bett in the picture
of a self-worshiping family.*
DONN BYRNE**
American born but Irish bred. His early work, The Stranger's
Banquet (1919), half problem novel-industrialism-which offered
little scope for the Celtic wistfulness in which he conceives romance
to lie.
Messer Marco Polo (1921). The romance of distant times and
places, of unfamiliar backgrounds and lovely worlds: medieval
Venice and its pageantry; a far quest over burning sands; the
loveliness of little Golden Bells at the court of Kubla Khan; the
ardor of love that tangles itself in religion. A wistfulness and
beauty of phrase that remind one of Synge's Riders to the Sea.
The loveliest romance of recent years.5
The Wind That Bloweth (1922). A rich fabric-Gaelic folk; the
woman of the boulevard; the white sun-baked road to Damascus;
the fire of revolution; the crack of cordage as the ship rounds the
Horn-a saga of the unquiet heart.
The Changeling (1923). Short stories of quaint places, forgotten
people; the Bible and love of Ireland. Done with excellent crafts
manship.
Blind Raftery (1924). A tale of a blind harpist in Dean Swift's
Ireland and of his wife, Hilaria, who sings the song of the women
of the streets in Cadiz. Life teaches them a philosophy expressed
by the harpist in these words: "We sit a little while by ourselves
in an apart, dark place, and we learn truths, of how certain things
one believes to be good are but vulgar selfish things, and how
certain things the small think evil are but futile accidents. And
we learn to be kind; such wisdom comes when we are dead. And
those who have never died in life . . . are pleasant shallow people,
soulless as seals."
ROBERT NATHAN
Began like Donn Byrne with a problem study-Peter Kindred
(1919). A dual personality cut asunder and embodied in two char
acters: David the romantic fades out of the story, and Peter
becomes a modern, absorbed in eugenics. A background of Phillips
Exeter and Harvard.
Autumn (I92I). An idyll of loneliness, with a commentary on
materialism, done in simple, wistful language.
I. Mr. Jemmy, a village philosopher, disciple of Boethius and
St. Francis, half pagan and yet Christian. Troubled over the
poverty of the world that does not amass "love, peace, the quiet
of the heart, the work of one's hand."
2. A village background. Mr. Jeminy wished to teach the chil
dren the secret of happiness instead of the folly of plus and minus,
and was turned out of his school. An echo of Main Street in its
commentary on village narrowness, hardness, gossip. A frigid
Puritanism that disapproves Mr. Jeminy for speaking disrespect
fully of God and denies happiness to Mrs. Wicket who is under
God's sentence of unhappiness.
3. A note of determinism. A world of grotesques-all are
hemmed in and cramped, longing for fresh experience and strange
adventures, all are unhappy. So Aaron Bade with his flute and his
"awkward thoughts and clumsy feelings." Margaret Bade with
her conviction, "Life is so much spilt milk"; Farmer Barly with his
commentary, "Folks are queer crotchets"; Anna Barly with her
yearning for the "white wonder of life" and the trap. An indict
ment of New England for its destruction of natural happiness and
the simple joy of life.
4. A profound irony. The end of Mr. Jeminy's hopefulness is
disillusion. "Here within this circle of hills, is to be found faith,
virtue, passion, and good sense. In this valley youth is not without
courage, or age without wisdom." The outcome disproves this
faith. Of his many pupils, "Not one is tidy of mind, or humble of
heart. Not one has learned to be happy in poverty, or gentle in
good fortune." Life as a whole is futile. The dead alone can ask
God the meaning of life. "But for us, who remain, it has no mean
ing." The tale is Robert Frost done in prose-compare "Mending
Wall."
The Puppet Master (1923). The most graceful fantasy in Ameri
can literature. Papa Jonas, the puppet creator and master, watches
the love of Annabelle Lee, a rag doll with shoe-button eyes, and
Mr. Aristotle, a red-nosed, philosopher-clown puppet; and of
Mary Holly and Christopher Lane, the poet. The theme is love
"Love is a man's soul: it does not grow like his hopes, it does not
break like his heart. . . . But love goes by after a while." Papa
Jonas is Mr. Jeminy, converted to the Stoic philosophy but lacking
love. The note of determinism persists, but the Stoic attitude over
comes. "Yes," he said slowly, "one must make the best of what
one has."
JOSEPH HERGESHEIMER: A SOPHISTICATED ROMANTIC
Began as a painter. After fourteen years' apprenticeship was
accepted by the Saturday Evening Post, and began a career in
popularity that rivals Tarkington's. Possesses the virtues and
vices of the Post school. In earlier work a colorist, painting statu
esques against artfully arranged backgrounds; a connoisseur of
fabrics and poses and nature settings-nearly as "much concerned
with the stuffs as with the stuff of life." In Cytherea the setting a
sophisticated manipulation of the theme, as the hot Cuban night
in Cobra with its naked primitive passions. A dabbler in psy
chology that develops into a crude Freudianism, particularly in
Cytherea. Always a hint of artistic insincerity; something of a
poseur yet a sensuous artist nature. His gorgeous prose style spotty
and streaked by amazing crudeness.
The Three Black Pennys (1917). A study in the breaking out of
willfulness in successive generations, set against a background of
the history of iron-making in Pennsylvania. An elaboration of
Tubal Cain. An anticlimax arranged for dramatic significance,
suggesting the decay of romance in a hundred and fifty years of
American industrial development. The first episode is Herge
sheimer at his best. Howat Penny a study in moods that make
him "angry at life"; but swept on by the will to possess. Ludowica
Winscomb embodies a favorite theme-the suggestion of an older
culture contrasted with the crude American reality. So compare
Taou Yuen.
Linda Condon (1919). A study in the decay of surface beauty
an empty form caught in the web of a shallow mother and the
demands of stronger natures, but preserved by lack of emotional
concern. Handled skillfully, with a somewhat forced unity symbol
ized by Linda's straight black bang; but the story leaves one with
a sense of unconcern for Linda and her fate. The ending melo
dramatic. Note Van Doren's curious comment-" nearly the
most beautiful American novel since Hawthorne and Henry
James."
Java Head (1919). The story of an exotic that languishes in an
uncongenial habitat. A contrast in backgrounds: the romance of
old Salem in the days of the clipper ship; the romance of a far older
East that makes Salem seem raw and crude. Taou Yuen a decora
tive lay figure, with aristocratic suggestions beyond anything the
West knows. The dramatic significance of opium, that hangs like a
pall over the East and brings degeneration and death to Puritan
Salem. The end with its cheap love adventure, a conscious satire
on western life. Hergesheimer's best work. A romantic atmos
phere got without archaic trappings of speech and manners; never
theless makes much of costume.
Balisand (1924). A romance of a Virginia Federalist in the days
of the Revolution and after. A rich background of plantation life,
with a touch of somewhat cheap mysticism. Of the school of
Washington rather than Jefferson. A better work than The Bright
Shawl or Cytherea.
His other titles signify little. Yet see the Saturday Evening Post
for a series of furniture stories. Characteristic of his concern for the
"stuffs of life." See in particular, "Mahogany" (Vol. 195, no.
1917-1924 381
53, January, 1923); "Pewter" (Vol. 196, no. 23, January, 1924);
"Oak" (Vol. 196, no. 3, July, 1923 ).6
IV
CERTAIN OTHER WRITERS
EDITH WHARTON-THE GENTEEL TRADITION AND THE NEW
PLUTOCRACY
A temperamental aristocrat, endowed with keen intelligence and
ripe culture. Observes the ways of a wealthy society without cul
ture and unconcerned with standards. A protest against the
domination of the middle class. Mrs. Wharton isolated in America
by her native aristocratic tastes. The older New York society
without real distinction, bound by convention and with middle
class concern for respectability; the new society a vulgar plutoc
racy; outside both a pushing nouveau-riche class eager to climb.
Hence she turns to the authentic aristocracy of Europe for satis
faction of her genteel tastes. In spirit she belongs to the ancien
regime. The highest law of society is convention, but it must be
noble, not vulgar.
The House of Mirth (1905). A story of New York's gilded society,
and how it served one of its daughters. Lily Bart, trained for
social leadership in a plutocracy, a finished and costly parasite,
seeking a market for her beauty, yet restrained by instinctive
refinement from seeing the game through. Lacking money she is
caught in a web of convention and destroyed. In her world conven
tion is the social law, and the tragedy flows from her inability to
rise above it or to keep it wholly. The contrast between Selden
and Trenor-the aristocrat and the plutocrat-characteristic of
Mrs. Wharton.
Ethan Frome (1911). A dramatization of the "narrow house"
theme life held relentlessly in the grip of poverty and duty. A
bleak and joyless existence that seeks escape and suffers lingering
tragedy. Thereafter a stern isolation and iron repression. Mrs.
Wharton's finest work.
The Custom of the Country (1915). A study of the social climber.
The best of a series of novels satirizing the encroachments on New
York exclusiveness by the rising plutocracy and its daughters. The
western plutocracy of pork presumably more vulgar than the
eastern plutocracy of Wall Street, yet between them the older
gentry crushed. So compare Boyesen, Social Strugglers (1893);
Robert Grant, Unleavened Bread (1900). Undine Spragg, like
Selma White, pushing, heartless, vulgar, showy, is set over against
Ralph Marvell, a refined "dabbler with life"; Peter Van Degen,
the "plunger"; and Elmer Moffatt, the self-made man. She em
bodies all that Mrs. Wharton most hates; all climbers are vulgar,
she believes, both men and women.
The Age of Innocence (1920). A study of the older world of the
eighteen-seventies. A loving yet satirical picture of a Pharisaic
society, "wholly absorbed in barricading self against the un
pleasant"; that lives secluded, protected by its taboos, and fears
reality. A sterile world of clan conventions and negations; a
decadent Victorianism. The Van der Luydens of Skuytercliff' are
of the same stuff as the Dagonets in The Custom of the Country;
and the dilettante Newland Archer is another Ralph Marvell. Into
this dead world enters Ellen Olenska with her vivid old-world
experiences, who threatens to rebel, yet finally yields to the clan
taboos. The book fades out like the lives of the Van der Luydens.
An admirable work.
Old New York (1924). Four carefully done tales that sketch
New York in the forties, fifties, sixties, and seventies. A return to
her best manner, with the finish of The Age of Innocence.
Her other later work not important. Glimpses of the Moon (1922)
inconsequential; and A Son at the Front (1923)-an attempt to
document the reactions of an artist with a son in the army-only
half successful.
Mrs. Wharton a finished artist who grasps her material firmly;
an intellectual attitude, delighting in irony. Unaffected by the
problem novel, and schools of naturalism or romanticism. Not a
thinker like Cabell, whose irony springs from an imagination that
contemplates man in his relation to cosmic forces, but an observer
whose irony springs from noting the clash between men and social
convention. The last of our literary aristocrats of the genteel
tradition. Her attitude expressed in the words, "Je suis venue trop
tard dans un monde trop vulgaire."
WILLA CATHER: EPICS OF WOMEN
The Middle Border of Hamlin Garland seen through different
eyes. She looks back lovingly to a pioneer West, as the cradle of
heroic lives. An epic breadth of prairie spaces and industrious
years, with a note of regret-Optima dies prima fugit. Against this
background she sets her immigrant women, with their vigor and
wealth of life, and considers how the West has dealt with them.
Peasant heroines, with their strong natures hidden under queer
speech and garb, set in a waste of wild red grass, bitter winters,
burning summers, virgin soil and great loneliness. A long-ignored
theme-the lot of the immigrant who has come on a desperate
adventure the struggle of their children with the soil. Compare
The jungle, for the industrial exploitation of the immigrant.
Has matured slowly. The Troll Garden (1905), and A1exander's
Bridge (1910), are inconsequential. Her real work done late.
Belongs to no school. Is neither naturalistic nor romantic. Is
unconcerned with problems. Except for a single attack on the
ugliness of the small western town-"The Sculptor's Funeral" in
The Troll Garden-she ignores middle-class America and its
Main Streets. An individual artist, sincere, capable; an excellent
craftsman.
0 Pioneers (1913). The story of Alexandra Bergson, a daughter
of the Middle Border; calm, tenacious, capable; loving the soil
and bringing it to abundant productiveness. The new world had
brought out diverse qualities in the Swedish peasant family; the
older brothers common, dull, vulgarized by Americanization; the
younger brother suggestive of the better side of American oppor
tunity. Alexandra the directing mind and controlling will. Over
against her is set the Bohemian Marie Tovesky, childlike in her
spontaneous enthusiasm. The tragic ending handled with great
skill. Thrown about the whole, a harsh Nebraska countryside
through changing periods. One who had not lived through similar
experiences and loved the memory could not write so.
The Song of the Lark (1915). The story of Thea Kronberg, who
by virtue of fierce energy and iron strength rises to triumph. as an
artist. There are no romantic stage-effects, only the passionate
struggle of a tenacious will. Thea a peasant nature of vast solidity.
The most convincing story of artist life written by an American.
A changing background: the mean little Colorado town, the
loneliness of Chicago, Europe, the great spaces of the Southwest.
My Antonia (1918). The story of Antonia Shimerda: an opulent
peasant nature with strong mother instinct, thwarted by meager
opportunities and vulgar environment. Her life runs a narrow
round: the early pioneer experience with its loneliness and black
tragedy; the town experience of the hired girl, who lives eagerly;
the later life of a hard-working mother on a lonely farm. Antonia
"a rich mine of life like the founder of early races," loving, gener
ous, eager, yet belonging to the soil. To vulgarize such natures by
cramming them into a conventional mold, passes for Americaniza
tion-this the implied thesis.
One of Ours (1922). The story of Claude Wheeler, with strength
imprisoned by a society that opens its opportunities to Main Street
natures like Bayliss Wheeler. A suggestion of naturalism in the
handling of the theme: Claude caught by the negative character
Enid Royse because he fails to appreciate the complementary
strength of Gladys Farmer-a true Cather woman, enmeshed in
Gopher Prairie. A futile, ironical ending: better to die in battle
than be destroyed by the pettiness of Gopher Prairie. The war
atmosphere seems curiously old-fashioned.
The Lost Lady (1923). A change of theme. The story of Mrs.
Forester, an embodiment of traditional feminine charm, quite
superior to such incidents as age or loyalty-a type of woman out
side Miss Cather's experience and understanding.*
V
SOME WAR BOOKS
The late war the first in our history that has produced an after
math of searching criticism in fiction or drama. The romantic
note dominant in all earlier accounts, particularly of the Revolu
tion and the Rebellion. Such stories written by men who took no
part in them. The Civil War produced only one book of realistic
criticism, that was mutilated by the publisher to temper its cyni
cism, and that enjoyed no popularity-The Recollections of a Pri
vate, by Warren Goss. The late war is producing a considerable
group, all realistic and critical; the romantic note has not yet ap
peared.
JOHN DOS PASSOS
Three Soldiers (1921). A naturalistic handling of war that serves
as a commentary on One of Ours. The most notable American work
on the theme since Stephen Crane's The Red Badge of Courage.
Similar in temper to Henri Barbusse, Under Fire, but dealing with
the barracks and the drill field. Compare with Andrews Latzko,
Men in War-impressionistic in handling. Dos Passos a young
artist from the university, an idealist who enlists and is disillu
sioned. A study of the war machine and the effect of regimentation
on different types of men-the contrast between army discipline
and a lax individualism, and the disasters that may ensue from
sudden change. Fuselli a low-grade character who wants to rise;
Chrisfield a solid animal who becomes sullen; Andrews a highly
nervous organism, to whom routine is killing. Coarse episodes set
in a brilliant background: the glamour of militarism gone.
E. E. CUMMINGS
The Enormous Room (1922). A brilliant revelation of the tortures
endured by an artist unjustly imprisoned in a French military
prison. Supplements Three Soldiers in destroying the appeal of
military glamour. An attack particularly on the common notion of
heroic, chivalrous France.
THOMAS BOYD
Through the Wheat (1923). An impressionistic handling of the
reactions of a normal American soldier, Private Hicks, to the war.
The keynote is numbness-a deadly numbness which offers the sole
defense of the normal mind against the horrors it confronts. Its
matter-of-factness, detached point of view, and the ordinariness of
the hero, set it apart from Three Soldiers and The Enormous Room.
An excellent bit of impressionism.
LAURENCE STALLINGS
Plumes (1924). A story of war by one who has suffered mutila
tion from it. The theme-"If you are smashed badly . . . and if
you have any intelligence you must remake a world to live in."
A study of post-war disillusionment, naturalistically handled. So
compare the play in which he collaborated-What Price Glory?
VI
YOUTH IN REVOLT-CERTAIN PURVEYORS OF THE
HECTIC
A group of youthful poseurs at the mercy of undigested reactions
to Nietzsche, Butler, Dadaism, Vorticism, Socialism; overbalanced
by changes in American critical and creative standards, and in love
with copious vocabularies and callow emotions. Given to satirizing
the educational methods of alma mater; quick to espouse new
causes; enthusiastic for revolt as a profession. A prolific movement
which as yet has accomplished nothing seriously creative.
F. SCOTT FITZGERALD
This Side of Paradise (1921); The Beautiful and the Damned
(1922). A bad boy who loves to smash things to show how naughty
he is; a bright boy who loves to say smart things to show how clever
he is. Precocious, ignorant-a short candle already burnt out.
STEPHEN VINCENT BENET AND FLOYD DELL
Beret: Heavens and Earth (192o); The Beginning of Wisdom
(1921); Young People's Pride (1923); Jean Hugenot (1923). Floyd
Dell: Moon Calf (1921); Briary Bush (1922); Janet March (1923).
Luminaries of the school which holds that the sufficient tests of
intellectual emancipation are rolled hose, midnight discussions,
black coffee, and the discarding of wedding rings. Floyd Dell the
most serious and ablest of the group.
BEN HECHT
Eric Dorn (1921); Gargoyles (1922). An almost naturalistic dis
trust of formal education, love, and government, and an unsub
stantiated belief in the efficacy of revolt in general and the romance
of city streets in particular. A burnt-out rocket. His last books
1001 Afternoons in Chicago (1923) and Florentine Dagger (1924)
worse than inconsequential.
OLE ROLVAAG'S "GIANTS IN THE EARTH
THE dramatic contrast between Per Hansa, type of the natural
pioneer who sees the golden light of promise flooding the wind
swept plains, and Beret, child of an old folk civilization who
hungers for the home ways and in whose heart the terror of lone
liness gathers, penetrates to the deeper reality of life as it was
lived for three hundred years on the American frontier. It is not
a late or rare phenomenon; it is only late and rare in literature.
We have been used to viewing the frontier in broad and generous
perspective and have responded most sympathetically to the epic
note that runs through the tale of the conquest of the continent.
It is the great American romance that gives life and drama to
our history. It was this epic quality that de Tocqueville felt when
he discovered the poetry of America in the silent march of a race
toward the far-off Pacific, hewing its way triumphantly through
forests and mountains to arrive at its objective. But the emo
tional side, the final ledger of human values, we have too little
considered-the men and women broken by the frontier, the great
army of derelicts who failed and were laid away, like the Norse
immigrant lad, in forgotten graves. The cost of it all in human
happiness-the loneliness, the disappointments, the renunciations,
the severing of old ties and quitting of familiar places, the appalling
lack of those intangible cushions for the nerves that could not be
transported on horseback or in prairie schooners: these imponder
ables too often have been left out of the reckoning in our tradi
tional romantic interpretation. But with the growth of a maturer
realism we are beginning to understand how great was the price
exacted by the frontier; and it is because Giants in the Earth, for
the first time in our fiction, evaluates adequately the settlement
in terms of emotion, because it penetrates to the secret inner life
of men and women who undertook the heavy work of subduing
the wilderness, that it is-quite apart from all artistic values-a
great historical document.
If in one sense the conquest of the continent is the great Amer
ican epic, in another sense it is the great American tragedy. The
vastness of the unexplored reaches, the inhospitality of the wilder
ness, the want of human aid and comfort when disaster came,
these were terrifying things to gentle souls whom fate had not
roughhewn for pioneering. Fear must have been a familiar visitor
to the heart of the pioneer woman, and for a hundred and fifty
years this fear of the dark wilderness was one reason why the
settlements clung to the more hospitable seaboard. There, at
least, was an outlook toward the old home. But with the crossing
of the Allegheny Mountains, following the Revolutionary War,
the frontier spirit came into its own. A spirit of restlessness took
possession of men, and the thin line of settlements advanced
swiftly, overrunning the Inland Empire with its interminable
forests and malarial swamps, sprawling rudely from the Great
Lakes to the Gulf of Mexico. To subdue the land was no easy
task. Upon the old and the weak the wilderness laid a ruthless
hand, and even of the strength of the young it took heavy toll.
Tragedy was always lurking at the door of the backwoods cabin.
In Beveridge's Life of Lincoln there is a grim story of the hardships
suffered by the Lincoln family in Indiana that leaves no room for
romance-husband, wife, two children, and later an old couple,
were forced to pig together all winter in a brush camp open on
one side to the weather, with only a fire in front for cooking and
heating-a mode of life below that of the Indian in his skin teepee.
And then a mysterious disease fell upon them, virulent and fateful,
and the old couple were taken from their cots on the ground and
put away beneath the soil to find what rest they might there.
That men should break and women go mad under such strain is
no more than may be expected of human nature. Beret, the wife
of Per Hansa, brooding in her sod-hut in Dakota, afraid of life
and of her own thoughts, and turning for comfort to a dark re
ligion, is a type of thousands of frontier women who-as the his
torian Ridpath said of his parents-" toiled and suffered and died
that their children might inherit the promise."
Very likely we should have felt the tragedy of the frontier long
ago if we had been as much concerned with inner experience as
with outward act, if we had been psychologists as well as chron
iclers. But we have been too prone to romanticize the objective
reality and disguise slatternly ways with the garb of backwoods
independence. The realistic eighteenth century made no such
mistake. Such infrequent glimpses of the first frontier as we
catch in our early lit-rature suggest a swift descent into gross
ness as the settlements were left behind. In the Journal of Madam
Sarah Knight, which dates from the opening years of the eight
eenth century, are brief notes of what fell under her sharp eyes
on a horseback trip from Boston to New York. The sketches she
has penciled are far from bucolic. Certain of the figures that
emerge casually from her pages are no other than decivilized gro
tesques-animal-like creatures for whom returning to a state of
nature meant living filthily in mean huts, traveling back centuries
toward the primitive ways of the cavemen. Of the emotional
reactions of these early children of the wilderness Madam Knight
tells us nothing; so casual an observer would have no opportunity
to penetrate beneath the unlovely surface.
A quarter century later Colonel William Byrd, the first gentle
man of Virginia, wrote his graphic History of the Dividing Line,
an account of a boundary survey run between the colonies of
Virginia and South Carolina. As the survey leaves the seacoast
behind and approaches the frontier, the same characteristics ap
pear that Madam Knight noted-a rough and surly independence,
a dislike of established law and order, and a shiftless way of life
that is content to subsist off the country. "Lubberland," Colonel
Byrd called the Carolina backwoods where a new race of poor
whites was springing up-a rude decivilized existence that bore
heavily on the women and was heedless of the common amenities
of social life. In Letters from an American Farmer (1773) written
by St. John de Crevecoeur, a cultivated Norman who established
himself in the colonies after serving in the French army under
Montcalm, the same sharp judgment is passed on the frontier.
Crevecceur was of the romantic school of Rousseau and eloquent
in praise of life lived close to nature, yet even he discovers the
frontier to be a blot on colonial civilization, the abode of rude
and lawless figures who precede by a decade the sober army of
occupation.
In the eighteenth century the testimony is clear that the fron
tiersmen-or "borderers," as they were commonly called-were
rough bumptious fellows who fled the settlements partly because
of a dislike of ordered and seemly ways. The colonial gentry,
men like the Rev. Timothy Dwight, held them in deep contempt
and rejoiced when they quitted the settlements and plunged deep
into the wilderness beyond the jurisdiction of church and state.
Lawlessness, shiftlessness, a passion like Jurgen's to follow after
their own wishes and their own desires, seem to have been the
characteristics of these rude men and slatternly women, as the
aristocratic eighteenth century judged them. That is very far
from the whole story, to be sure. Our later historians have made
clear that from this same leveling frontier issued the spirit of
American democracy, and that from these rough individualists
came the great movement of Jacksonianism that swept away the
class distinctions of an earlier century. Accepting so much, and
recognizing the part played by the frontier in shaping the institu
tions and the psychology of America, it remains true, neverthe
less, that the lot of the backwoodsman was hard and the price he
paid in civilization for his freedom was great. The sod house of
the Dakota plains was only a late adaptation of the primitive
huts that were strung along the earlier frontier. What loneliness
filled the hearts of the drab women who made hoecakes and dressed
deer skins, what rebellions at their lot stirred dumbly within them,
no record remains to tell and no literature has cared to concern
itself about.
It was not till the nineteenth century that authentic accounts
of the frontier, written by men who had come out of it, began to
appear, yet even then in too scant volume. In Longstreet's Georgia
Scenes, Joseph G. Baldwin's Flush Times of Alabama and Missis
sippi, and Davy Crockett's Autobiography, the frontier is painted
in homely colors that time cannot fade. Their brisk pages seem
to have been dipped in the butternut dye-pot of the backwoods
cabin. By far the most significant of them is the braggart but
naively truthful narrative of the life of Cane-brake Davy who in
his several removals followed the advancing frontier the length
of the State of Tennessee. Davy would seem to have been the
authentic backwoodsman, and the life of the individual may be
taken as a description of the genus. Restless, assertive, unsocial,
buoyantly optimistic and obsessed with the faith that better land
lay farther west, cultivating a bumptious wit that was a defense
mechanism against the meanness of daily life, he was only an
improvident child who fled instinctively from civilization. As a
full-length portrait of the Jacksonian leveler, in the days when
the great social revolution was establishing the principles of an
equalitarian democracy, the picture is of vast significance. But
it is incomplete. Concerning the wife and daughters who were
dragged at his heels in the successive removals, the narrative is
silent. It is a man's tale, unenriched by the emotional experiences
of a woman, and as such it tells only half the story of the frontier.
The Autobiography was the last pungent note of realism before
the romantic revolution swept over American literature; and it
was not till two generations later, when the war was over and the
glories of the Gilded Age were fading, that the frontier came to
realistic expression again in the works of Hamlin Garland. Main
Travelled Roads, the first chapter in the tale of the Middle Border,
is a prologue to Giants in the Earth, telling the story of the prairie
settlement in the idiom of the generation that undertook the great
adventure. In these brief tales is compressed the harsh temper of
the eighties, when the spirit of revolt was running like wildfire
across the prairies and the Middle Border was arming for battle.
For a decade or more the farmers' affairs had been out of kilter,
and a note of discontent had begun to appear in fiction. Before
Garland, western life had been dealt with by Edward Eggleston
in The Hoosier Schoolmaster and The Circuit Rider, and more
searchingly by Ed Howe in The Story of a Country Town-a drab
commentary on life in Atchison, Kansas, in the early eighties.
But it is in Joseph Kirkland's Zury, The Meanest Man in Spring
County (1887), that a deep sense of the meanness of frontier life
is first adequately felt. The harsh constrictions of pioneer existence
tightened about Zury as a boy when his father was struggling
with debt, turning a naturally generous nature into a skinflint
mortgage grabber. He early learned that he must fight to survive,
and as a result his life was shut up in a narrow round of sordid
accumulation. It was the poverty of the frontier, in Kirkland's
eyes, that was the great hardship.
Hamlin Garland's more adequate story of the Middle Border,
beginning militantly with Main-Travelled Roads (1887-92) and
flowering in the idyllic saga of the Garlands and McClintocks
(1914), is a chronicle that grows more significant as the times it
deals with draw further into the past. Throughout his interpre
tation run two dominant notes: the promise of future fulfillment
when the prairies have been brought under the plow-the Per
Hansa note of pioneer optimism; and then later, rising slowly
into a ground swell, a note of discouragement suggesting the utter
futility of a laborious existence. Underlying Main-Travelled Roads
is a mood of bitterness that springs from a deep sense of failure
a mood that grew harsher with the economic depression of the
Middle Border in the eighties. The harvest was not fulfilling
the expectations of seed time, and the bow of promise was gone
from the prairie fields. The figures of bitter men and despondent
women fill his pages and darken the colors of his realism. It is
the cost of it all that depresses him-the toll exacted of human
happiness. These early studies of Garland's strike the first note
of the tragedy of the frontier. Starkly objective, they are sociolog
ical sketches, the militant expression of a rebellious mood that
had been deepening since the panic of 1873 burst the romantic
bubble of frontier hopes. The history of two decades of economic
maladjustment, with their Granger Populism, their passionate
resentment at the favoritisms of government, their blind striking
out at the plutocracy that was visibly rising amid the American
democracy, is compressed within a few acrid tales that proposed
to tell the plain truth about life on the Middle Border farm.
Main-Travelled Roads is as complete an expression of the mood
of the last years of the century-the outlook upon life, the eco
nomic and political problems, the objective treatment of materials
-as Giants in the Earth is an expression of the vastly different
outlook and mood of our own day.
For a generation before 1917, when the movement was brought
to a sudden stop, the mind of America was deeply concerned with
problems of sociology. The growing spirit of realism was absorbed
in politics and economics and concerned itself little with subjective
analysis. The intellectuals were busily examining the Constitution
in the light of its economic origins and interpreting American
history in the light of frontier experience. The novelists, reflecting
the current interests, were fascinated by the phenomena of in
dustrialism and were studying curiously the new race of captains
of industry who were weaving a strange pattern of life for America.
The city had already come to dwarf the country. Chicago bestrode
the Middle Border like a colossus, and the novelists found material
for their realism in the cut-throat ways of business men. Their
stories-harsh and strident as the grinding wheels on the over
head "Loop"-were set against a background of sprawling cities
hastening to grow big, where the battles of giants were fought
and where the milieu-a vast network of impersonal forces-was
more significant than the individual men and women who were
borne onward in the stream of tendency to submerge or rise as
chance determined. A note of stark determinism runs through
much of the work; but it was a determinism of environing forces
the objective world of the machine-rather than of character, and
in consequence the deeper concern of fiction was sociological, the
understanding of this impersonal machine order and the subduing
of it to democratic ends. In such a world the farmer and the
problems of the Middle Border were become as old-fashioned as
ox-carts.
Ten years later, when Giants in the Earth was published, such
objective treatment of materials was no longer the vogue. Since
the war a revolutionary shift of interest has taken place, a shift
from the sociological to the psychological. It is no longer the
world of objective fact that obtrudes as the significant reality,
but the subtler world of emotional experience, the furtive inner
life of impulse and desire that Sherwood Anderson probes so
curiously. The change of theme was first marked, perhaps, by
Spoon River Anthology, with its mordant sketches of stunted and
thwarted lives that Mr. Masters professes to regard as the natural
harvest of a sterile village life. Spoon River ~4nthology is bitter
in its sardonic rebellion against the genial optimisms of the "Valley
of Democracy." From the epic thrust of expansion issued, as its
natural progeny, a race of abortive grotesques, starved figures
which suggest to Mr. Masters the cost in human values of severing
the ties of kin and kind and throwing aside like an old shoe the
creative wealth of social experience. The soil of the frontier village
is too thin for men and women to strike deep root and grow to
generous stature.
Since the publication of Spoon River Anthology, concern for
psychological values has pretty much taken possession of our
literature. In the lovely pages of Willa Cather's 0 Pioneers! and
My Antonia there is revealed a warm sympathy with the emotional
life of pioneer women and a poignant understanding of their bleak
lot. But the analysis-as in Hamlin Garland's work-draws back
from the threshold of final tragedy, pausing before it has pene
trated to the hidden core of futility. The waste of all finer values
exacted by the prairies is suggested by the queer figures of lonely
immigrants who fade in the uncongenial environment, but it is
not thrust into the foreground to dominate the scene. The vast
stretches of the prairies are there-stern, inhospitable, breeding
a dumb homesickness in alien hearts-where the red grass bends
before the restless winds and the forces of nature are not easily
tamed; but in the end the prairie is subdued and the scars it has
laid on men's lives are forgotten. Since Willa Cather, others have
dealt with the West-Ruth Suckow, Margaret Wilson, and Her
bert Quick, to name a few-yet in none of their work is there the
profound insight and imaginative grasp of the theme that gives
to Giants in the Earth so great a sense of tragic reality.
In this creative return to the theme of the great American and
venture the causes of human failure lie deeper than politics or
economics. They are to be found in the impersonal forces of nature
that are too powerful for the human will to cope with; and in the
hidden weakness of fearful souls that cannot live when their roots
have been pulled up from the congenial home soil. For all his
titanic labors, Per Hansa, the viking, is struck down at last.
There are few nobler passages in our fiction-the more telling for
its restraint-than the final scene where, driven inexorably by
circumstance, Per Hansa sets forth into the February blizzard to
fetch a minister to the bedside of his stricken comrade. The note
of determinism is there, subtle, pervasive. The Norns of his fathers
had decreed that it should be so-in the urgings of the mystical
Beret, in the dumb pleadings of the dying Hans Olsa and his
broken-hearted wife. Per Hansa the strong, the capable one who
never failed, who was cunning enough to outwit fate itself-Per
Hansa would go out into the storm and return with the minister
who would point the way to heaven to the troubled Hans Olsa.
And so, driven by all the imperatives of fate, he sets out, skis
on his feet and others at his back, to face the last great adventure.
The blinding snow quickly wraps him about, the cold grips his
heart, and Per Hansa is seen no more until on a soft May day,
when the wheat is green in his fields and the corn is ready for
planting, he is found seated by a haystack, his skis beside him
and his face turned to the untrodden West. For all the heroic
labors of Per Hansa, for all the tragic loneliness of Beret, the end
is futility.
And Beret, the sick one, likewise is in the hands of the Norns.
She had sinned through love of Per Hansa, and in the long brooding
hours on the Dakota plains her mind gives way. She cannot rise
to Per Hansa's delight in the newborn son. Peder Victorious
symbol of Per Hansa's buoyant faith-for her is only another
evidence of sin. This dark land of Dakota is marked by God's
displeasure, and life for her becomes a silent struggle of renun
ciation and atonement. A primitive Norse Calvinist, victimized
by a brooding imagination that sees more devils than vast hell
can hold, she dwells "on the border of utter darkness" where the
forces of good and evil struggle. for the human soul. Across the
gloomy Puritanism of her nature fall the shadows of an older and
darker faith, and in her nostalgia the old Northland superstitions
merge with the somber Northland religion to her undoing. The
tragedy of Beret works itself out in the tender corridors of her
own heart and, as Professor Commager has suggested, it is as
universal as the tragedy of Goethe's Margarethe. In his portrayal
of the "sick soul" of Beret hungering for the far homeland the
Norse artist has achieved a triumph. The epic conquest of the
continent must be read in the light of women's sufferings as well
as in that of men's endurance. In whichever light it is read, it
becomes something far more suggestive than a drab tale of frontier
poverty or a sordid tale of frontier exploitation; it becomes vital
and significant as life itself.
Giants in the Earth is a great and beautiful book that suggests
the wealth of human potentialities brought to America year after
year by the peasant immigrants who pass through Ellis Island
and scatter the length and breadth of the land. Written in Nor
wegian, and stemming from a rich old-world literary tradition,
it is at the same time deeply and vitally American. The very
atmosphere of the Dakota plains is in its pages, and it could have
been written only by one to whom the background was a familiar
scene. The artist has lived with these peasant folk; he is one of
them, and he penetrates sympathetically to the simple kindly
hearts hidden to alien eyes by the unfamiliar folk ways. To gather
up and preserve in letters these diverse folk strains before they
are submerged and lost in the common American mores, would
seem to be a business that our fiction might undertake with profit.
Ole Edvart Rolvaag is himself a viking of the Per Hansa strain.
Born of fisher folk, 2,2 April, 1876, on the island of Donna at the
very edge of the Arctic circle, he took his name, following a common Norwegian custom, from the name of a cove on the shores of
which he was brought up. It is a land barren except for the gorse
and heather, and the long winter nights and the restless sea were
certain to bring the imagination under their somber spell. At the
age of fourteen, discouraged from further schooling by the family
that contrasted him unfavorably with a brilliant brother, he
turned fisherman, and for five years went off to the Lofoten Islands
some two hundred miles away for the winter catches. Distrustful
of the future, he made his great decision to come to America,
landing in New York in 1896 with only a railway ticket to South
Dakota. In the great West, still turmoiled by the agrarian up
heaval of the nineties, he joined an uncle who had provided him
transportation money, tried his hand at farming, worked at other
jobs, and at the age of twenty-three, not having found himself, he
turned once more to the formal business of schooling. In the fall
of 1899 he entered Augustana College, a preparatory school in
Canton, South Dakota. From there he went to St. Olaf College,
Northfield, Minnesota, graduating in 19o5 at the age of twenty
eight. After a year at the University of Oslo in Norway, he joined
the staff of St. Olaf College, where he is now Professor of Nor
wegian Literature. In the larger sense, however, his education
has been got from life, which he seems to have lived with a rich
and daring intensity; and it is his own venturesome experience,
certainly, that finds expression in the creative realism and brood
ing imagination of his work. Intellectually and artistically he is
of the excellent old-world culture. How greatly his professional
studies determined his literary technique only a competent Nor
wegian critic can judge; yet it is worth while comparing Giants in
the Earth with Johan Bojer's The Emigrants-a work which, when
announced as being in preparation, dramatically influenced his
own novel.
THE SHORT STORY
Introduction. With the ferment of the seventies and eighties a
new school of literature, that was effectively a denial of the genteel
tradition: it was effectively a popularization-a taking it out of the
severe realm of the Atlantic Monthly. It was an appeal to the
middle class. From Henry James to Hamlin Garland a steady
shift from right to left. This implied:
1. A shift from genteel to homely material.
2. A shift to realism from the earlier sentimentality. This
genteel tradition constantly cropping out anew-in Margaret De
land, in a changed form in Zona Gale. It has been strongest in
New England-from Rose Terry Cooke through Sarah Orne
Jewett to Mary Wilkins.
The short story commonly believed to be peculiarly representa
tive of our genius-the stripping-away of the superfluous and the
love of technical refinement. Derived from Poe and Hawthorne:
both artists yet far removed from the tendencies which have con
trolled the development of the short story since.
Theme. The American short story has dealt largely with the two
great themes of all romance, love and adventure. The form con
stitutes the great staple-is largely provided by women for women.
The handling of this love theme reveals the inevitable shift from
the genteel tradition to middle-class efficiency, and the spirit of the
change is revealed in the changing dress of the heroine. In the
seventies, crinoline, innumerable flounces of white muslin, lace
parasols-no tan, no freckles, but a gentle pallor. Such dress and
such heroines will exude sentiment. It will concern itself with at
mosphere. Action brisk and efficient will appear unladylike, almost
vulgar. What a change when the heroine clothes herself in a silk
flour-sack-showing silk stockings, bare arms and neck-cultivat
ing tan and freckles, bobbing her hair, going in for automobiles and
golf and tennis! The older heroine dwelt in a world of sentiment
without sex; the present-day heroine lives in a world of sex interest
without sentiment. The more flounces in life and literature, the
less the animal is exposed. Hence action has superseded sentiment
-plot has superseded atmosphere. The hero becomes a Hart,
Schaffner and Marx young business man and the middle-class note
is struck loudly in the honk of the motor-car. The genteel tradition
is laid away with the flowers.
Major Influences during the Sixties. Through the fifties and
sixties literature uncertain and halting. The style largely set by
old-world fashions. Three in particular:
1. Influence of Charlotte and Emily Bronte. A sort of senti
mental and mawkish passion. Stilted style, as in Harriet Beecher
Stowe. This fell in with the Irving note of the picturesque and was
exploited in Godey's Lady's Book.
2. Influence of Dickens. At its height in the fifties: an emphasis
upon the vulgar-plain and homely characters. Exploited in the
fltlantic by Lowell. So Rose Terry Cooke in Miss Lucinda (1861).
3. Influence of the French realistic movement: Balzac, Flaubert.
Only a faint beginning. Still a lot of romance stuff but given a local
color and garnished with humor.
Counter Tendencies . The inevitable development of the middle
class city and the middle-class magazine, persistently affected by
certain throw-backs to an older American tradition. America is of
the city today, but day before yesterday it was still country, and in
the backgrounds of our minds is a country setting and love of sim
ple people. Three main tendencies:
1. The discovery of the local. The picturesqueness of the strange
and remote in character, manners, speech. The charm of dialect
and interest in out-of-the-way places. This a reaction from too
much pavement and the rubbing-down of individual differences
from city contact. "Characters" are bred in isolated places. This
the dominant note in the short story from 1870 to 1900: to follow
it from Bret Harte on is almost to write a history of the short
story. It does not dominate the longer story. Constance Fenimore
Woolson.
2. The discovery of "human interest." The feeling that men in
the rough-with the bark on-may prove more interesting than
the products of an artificial civilization. This had been spread by
Dickens and by certain of the Atlantic writers.
3. The growing interest in realism. At first confused with the
commonplace-so Pattee in his comment on Rose Terry Cooke's
Miss Lucinda. A good deal of this earlier work is only another form
of romance-little affected by the rising French movement. Real
ism was to come slowly and late. All three of these made against
the genteel tradition.
Henry James. His position peculiar. From his youth deracine
his father hated American vulgarity, American journalism, and
would not permit his son to take root. He grew up with an aristo
cratic conception of civilization-his sole interest lay in such civ
ilization, and the manners of the polite society of that civilization.
No other American has so hated and feared contamination from the
vulgar. He was thus the last flower of the Genteel Tradition, trans
planted to an environment more congenial. As the middle-class
became more clamorous, he withdrew to the Continent, to England,
where the older ideas still lingered. There in the spirit of the realist
he wrote with refined art and persistent detachment-even to a
punctilious and princely refinement. As Mr. Howells says, "To
enjoy his work, to feel its rare excellence, both in conception and
expression, is a brevet of intellectual good form."
His World. Always that of the spender, of assured position. His
main interest lies in women; their refinement appeals to his refine
ment-no flappers or vulgarians but elegantly gowned women who
never did the family washing. He is concerned with that which is
dearest to the heart of aristocracy-standards of excellence. And
in this he was true to his conception of civilization, for civilization
begins after a competence has been assured. Those who are strug
gling to acquire have not the leisure, the inclination, for civiliza
tion. Hence Daisy Miller is a type of much of his work-the con
trast between civilized Europe and uncivilized America, the one
with standards of culture and manners and the other vulgarian.
And his interest in American women results from the fact that
they alone in America care for civilization and are painfully seek
ing to achieve it.
His Realism. The beginnings of the movement which has been
called psychological realism, concerning itself with motives and
processes of thought-the inner life. Developed by Bourget and
far more fully by Dorothy Richardson in such a book as Pilgrimage,
the inner life of Miriam Henderson in many volumes. Far removed
from later psychological fiction founded on Freudian theory-as in
D. H. Lawrence, Sherwood Anderson. Again the genteel tradition
dealing with people who in the main have genteel impulses only.
James held in horror this later naturalism-it was merely vulgarian.
The Spirit of the Local. Into this prim world with its incipient
realism came the note of the Far West: Mark Twain and Bret
Harte, who set a new style-the romantic, picturesque, human
interest story. This is a part of the Pike County idea of literature
a native rogue-tale but with touches of sentiment and shortened to
effective form. This followed by Eggleston's Hoosier Schoolmaster
(1871) and this in turn by the flood of local work of the eighties.
The most notable the work of Charles Egbert Craddock, Joel
Chandler Harris, Sarah Orne Jewett, and Mary Wilkins. The first
discovered the hill people, the second discovered the Negro-his
primitive folk-poetry. In the work of the last, a struggle between
the genteel tradition and realism-and the final triumph of the
latter.
A CHAPTER IN AMERICAN LIBERALISM
Liberals whose hair is growing thin and the lines of whose figures
are no longer what they were, are likely to find themselves today
in the unhappy predicament of being treated as mourners at their
own funerals. When they pluck up heart to assert that they are not
yet authentic corpses, but living men with brains in their heads,
they are pretty certain to be gently chided and led back to the
comfortable armchair that befits senility. Their counsel is smiled
at as the chatter of a belated post-Victorian generation that knew
not Freud, and if they must go abroad they are bidden take the
air in the garden where other old-fashioned plants-mostly of the
family Democratici-are still preserved. It is not pleasant for them.
It is hard to be dispossessed by one's own heirs, and especially
hard when those heirs, in the cheerful ignorance of youth, forget
to acknowledge any obligations to a hard-working generation that
laid by a very substantial body of intellectual wealth, the income
from which the heirs are spending without even a "Thank you."
If therefore the middle-aged liberal occasionally grows irritable
and indulges in caustic comment on the wisdom of talkative young
men it may be set down as the prerogative of the armchair age and
lightly forgiven.
Yet in sober fact there are the solidest reasons for such irritation.
The younger liberals who love to tweak the nose of democracy are
too much enamored of what they find in their own mirrors. They
are indisputably clever, they are spouting geysers of smart and
cynical talk, they have far outrun their fathers in the free handling
of ancient tribal totems-but they are afflicted with the short
perspective of youth that finds a vanishing-point at the end of its
own nose. There is no past for them beyond yesterday. They are
having so good a time playing with ideas that it does not occur to
them to question the validity of their intellectual processes or to
inquire into the origins of the ideas they have adopted so blithely.
Gaily engaged in smashing bourgeois idols, the young intellectuals
are too busy to realize that it was the older generation that pro
vided them with a hammer and pointed out the idols to be smashed.
It is the way of youth.
Middle-aged liberals-let it be said by way of defense-at least
know their history. They were brought up in a great age of liberal
ism-an age worthy to stand beside the golden forties of last cen
tury-and they went to school to excellent teachers. Darwip,
Spencer, Mill, Karl Marx, Haeckel, Taine, William James, Henry
George, were masters of which no school in any age need feel
ashamed; nor were such tutors and undermasters as Ruskin,
William Morris, Matthew Arnold, Lester Ward, Walt Whitman,
Henry Adams, to be dismissed as incompetent. To the solution of
the vexing problems entailed by industrialism-in America as well
as in Europe-was brought all the knowledge that had been ac
cumulating for a century. It was a time of reevaluations when
much substantial thinking was done; when the flood of light that
came with the doctrine of biological evolution lay brilliant on the
intellectual landscape and the dullest mind caught some of the re
flection. Few of the young scholars attended the lectures of
Friedrich Nietzsche, and behavioristic psychology had not yet got
into the curriculum; but Ladd and James were inquiring curiously
into the mechanism of the brain, and animal psychology was pre
paring the way for the later Freudians. It was the end of an age
perhaps, the rich afterglow of the Enlightenment, but the going
down of the sun was marked by sunset skies that gave promise of
other and greater dawns.
To have spent one's youth in such a school was a liberal educa
tion. The mind opened of its own will. Intellectual horizons were
daily widening and the new perspectives ran out into cosmic spaces.
The cold from those outer spaces had not yet chilled the enthusi
asms that were a heritage from the Enlightenment, and the social
idealism begotten by the democratic nature school still looked con
fidently to the future. They were ardent democrats-the young
liberals of the nineties-and none doubted the finality or sufficiency
of the democratic principle, any more than Mill or Spencer had
doubted it. All their history and all their biology justified it, and
the business of the times was to make it prevail in the sphere of
economics as it prevailed in the realm of the political. The cure
for the evils of democracy was held to be more democracy, and
when industrialism had been brought under its sway-when Amer
a had become an economic democracy-a just and humane civ
ilization would be on the threshold of possibility. To the achieve
ment of that great purpose the young liberals devoted themselves
and the accomplishments of the next score of years were the work
of their hands. Certain intellectuals had been democrats-Paine
and Jefferson and Emerson and Thoreau and Whitman and Mel
ville-but they were few in comparison with the skeptical Whigs
who professed democracy only to bind its hands. The Republican
party had not been democratic since former days - and as Henry
Adams said in i88o, it was accounted foolishness to believe in it in
i88o. Autocracy was a toy to distract the voting man from the
business of money-getting.
It was from such a school-richer in intellectual content, one
might argue, than any the younger liberals have frequented-that
the ferment of twenty years ago issued; a school dedicated to the
ideals of the Enlightenment and bent on carrying through the un
fulfilled program of democracy. Democratic aspirations had been
thwarted hitherto by the uncontrolled play of the acquisitive in
stinct; the immediate problem of democracy was the control of
that instinct in the common interest. Economics had controlled
the political state to its narrow and selfish advantage; it was for the
political state to resume its sovereignty and extend its control over
economics. So in the spirit of the Enlightenment the current lib
eralism dedicated itself to history and sociology, accepting as its
immediate and particular business a reexamination of the American
past in order to forcast an ampler democratic future. It must trace
the rise of political power in America in order to understand how
that power had fallen into the unsocial hands of economics. The
problem was difficult. American political history had been grossly
distorted by partisan interpretation and political theory had been
dissipated by an arid constitutionalism. The speculative thinker
had long been dispossessed by the eulogist and the lawyer, both of
whom had subsisted on a thin gruel of patriotic myths. Even the
social historians, though dealing in materials rich in suggestion, had
been diffident in the matter of interpretation, without which his
tory is no more than the dry bones of chronicle. Inheriting no ade
quate philosophy of historical evolution, the young school of his
torians must first provide themselves with one, in the light of which
the American past should take on meaning, and the partisan
struggles, hitherto meaningless, should fall into comprehensible
patterns.
That necessary work was to engage them for years, but in the
meanwhile, as critical realists, their immediate business was with
facts and the interpretation of facts. John Fiske a few years be
fore had essayed to interpret the rise of democracy in Americaiy
analogy from biological evolution, tracing the source of American
democracy to the New England town meeting, which he explained
as a resurgence of ancient Teutonic folk-ways. The theory was
tenuous and it was not till Professor Turner drew attention to the
creative influence of the frontier on American life that the historians
were provided with a suggestive working hypothesis. Before that
hypothesis could be adequately explored, however, and brought
into just relations to a comprehensive philosophy of history, the
rise of liberalism was well under way, marked by a rich ferment of
thought that made the early years of the new century singularly
stimulating. That ferment resulted from pouring into the vial of
native experience the reagent of European theory-examining the
ways of American industrialism in the light of continental social
ism; and the result was an awakening of popular interest in social
control of economics, a widespread desire to bring an expanding
industrialism into subjection to a rational democratic program,
that was to provide abundant fuel to the social unrest that had
burst forth in sporadic flames for a generation. The great move
ment of liberalism that took possession of the American mind after
the turn of the century-a movement not unworthy to be compared
with the ferment of the eighteen forties-was the spontaneous
reaction of an America still only half urbanized, still clinging to
ideals and ways of an older simpler America, to an industrialism
that was driving its plowshare through the length and breadth
of the familiar scene, turning under the rude furrows what before
had been growing familiarly there. It was the first reaction of
America to the revolutionary change that followed upon the
exhaustion of the frontier-an attempt to secure through the
political state the freedoms that before had come from unpre
empted opportunity.
For a quarter of a century following the great westward expan
sion of the late sixties America had been drifting heedlessly towards
a different social order. The shambling frontier democracy that
had sufficed an earlier time was visibly breaking down in presence
of the imperious power of a centralizing capitalism. The railways
were a dramatic embodiment of the new machine civilization that
was running head on into a primitive social organism fashioned by
the old domestic economy, and the disruptions and confusions were
a warning that the country was in for vast changes. New masters,
new ways. The rule of the captain of industry had come. The
`farmers had long been in ugly mood, but their great rebellion was
put down in 1896, and never again could they hope to wrest
sovereignty from capitalism. The formal adoption of the gold
standard in 19oo served notice to the world that America had put
away its democratic agrarianism, that a shambling Jacksonian
individualism had had its day, and that henceforth the destiny of
the country lay in the hands of its business men. Capitalism was
master of the country and though for the present it was content to
use the political machinery of democracy it was driving towards an
objective that was the negation of democracy.
The immediate reaction to so broad a shift in the course of
manifest destiny was a growing uneasiness amongst the middle
class-small business and professional men-who looked with fear
upon the program of the captains of industry. Industrialization
brought its jars and upsets. The little fish did not enjoy being
swallowed by the big, and as they watched the movement of
economic centralization encroaching on the field of competition
they saw the doors of opportunity closing to them. It was to this
great body of petite bourgeoisie that members of the lesser intel
lectuals-journalists, sociologists, reformers-were to make appeal.
The work was begun dramatically with the spectacularly advertised
Frenzied Finance, written by Thomas W. Lawson, and appearing as
a series in McClure's Magazine in 1903. The immense popular
success of the venture proved that the fire was ready for the fat,
and at once a host of volunteer writers fell to feeding the flames.
The new ten-cent magazines provided the necessary vehicle of
publicity, and enterprising editors were soon increasing their cir
culations with every issue. As it became evident how popular was
the chord that had been struck, more competent workmen joined
themselves to the group of journalists: novelists-a growing army
of them-essayists, historians, political scientists, philosophers, a
host of heavy-armed troops that moved forward in a frontal
attack on the strongholds of the new plutocracy. Few writers in the
years between 1903 and 1917 escaped being drawn into the move
ment-an incorrigible romantic perhaps, like the young James
Branch Cabell, or a cool patrician like Edith Wharton; and with
such popular novelists as Winston Churchill, Robert Herrick,
Ernest Poole, David Graham Phillips, Upton Sinclair, and Jack
London embellishing the rising liberalism with dramatic heroes
and villains, and dressing their salads with the wickedness of Big
Business; with such political leaders as Bob La Follette and Theo
dore Roosevelt and Woodrow Wilson beating up the remotest
villages for recruits; with such scholars as Thorstein Veblen,
Charles A. Beard, and John Dewey, and such lawyers as Louis
Brandeis, Frank P. Walsh, and Samuel Untermyer, the movement
gathered such momentum and quickened such a ferment as had
not been known before in the lands since the days of the Abolition
controversy. The mind and conscience of America were stirred to
their lowest sluggish stratum, and a democratic renaissance was
all aglow on the eastern horizon.
At the core it was a critical realistic movement that spread
quietly amongst intellectuals, but the nebulous tail of the comet
blazed across the sky for all to wonder at: and it was the tail rather
than the core that aroused the greatest immediate interest. Lincoln
Steffens, Charles Edward Russell, Ida Tarbell, Gustavus Myers,
and Upton Sinclair were read eagerly because they dealt with
themes that many were interested in-the political machine,
watered stock, Standard Oil, the making of great fortunes, and the
like-and they invested their exposures with the dramatic interest
of a detective story. Up to 1910 it was largely a muckraking move
ment-to borrow President Roosevelt's picturesque phrase; a
time of brisk housecleaning that searched out old cobwebs and
disturbed the dust that lay thick on the antiquated furniture. The
Gilded Age had been slovenly and such a housecleaning was long
overdue. There was a vast amount of nosing about to discover
bad smells, and to sensitive noses the bad smells seemed to be
everywhere. Evidently some hidden cesspool was fouling American
life, and as the inquisitive plumbers tested the household drains
they came upon the source of infection-not one cesspool but
many, under every city hall and beneath every state capitol-dug
secretly by politicians in the pay of respectable business men. It
was these cesspools that were poisoning the national household,
and there would be no health in America till they were filled in and
no others dug.
It was a dramatic discovery and when the corruption of Ameri
can politics was laid on the threshold of business-like a bastard
on the doorsteps of the father-a tremendous disturbance resulted.
There was a great fluttering and clamor amongst the bats and owls,
an ominous creaking of the machine as the wrenches were thrown
into the well-oiled wheels, and a fierce sullen anger at the hue and
cry set up. To many honest Americans the years between 1903 and
1910 were abusive and scurrilous beyond decency, years when no
man and no business, however honorable, was safe from the pil
lory; when wholesale exposure had grown profitable to sensation
mongers, and great reputations were lynched by vigilantes and rep
utable corporations laid under indictment at the bar of public
opinion. Respectable citizens did not like to have their goodly city
held up to the world as "corrupt and contented"; they did not
like to have their municipal housekeeping brought into public dis
repute no'matter how sluttish it might be. It was not pleasant for
members of great families to read a cynical history of the origins of
their fortunes, or for railway presidents seeking political favors to
find on' the newsstand a realistic account of the bad scandals that
had smirched their roads. It was worse than unpleasant, it was
hurtful to business. And so quietly, and as speedily as could be
done decently, the movement was brought to a stop by pressure put
on the magazines that lent themselves to such harmful disclosures.
Then followed a campaign of education. Responding to judicious
instruction, conducted in the columns of the most respectable
newspapers, the American public was soon brought to understand
that it was not the muck that was harmful, but the indiscretion of
those who commented in print on the bad smells. It was reckoned
a notable triumph for sober and patriotic good sense.
So after a few years of amazing activity the muckraking move
ment came to a stop. But not before it had done its work; not
before the American middle class had been indoctrinated in the
elementary principles of political realism and had rediscovered
the social conscience lost since the days of the Civil War. Many
a totem had been thrown down by the irreverent hands of the
muckrakers, and many a fetish held up to ridicule, and plutocracy
in America would not recover its peace of mind until at great cost
the totems should be set up again and the fetishes reanointed with
the oil of sanctity. The substantial result of the movement was the
instruction it afforded in the close kinship between business and
politics-a lesson greatly needed by a people long fed on romantic
unrealities. It did not crystallize for the popular mind in the broad
principle of economic determinism; that remained for certain of
the intellectuals to apply to American experience. But with its
sordid object-service-it punished the flabby optimism of the
Gilded Age, with its object-lessons in business politics; it revealed
the hidden hand that was pulling the strings of the political pup
pets; it tarnished the gilding that had been carefully laid on our
callous exploitation, and it brought under common suspicion
the captain of industry who had risen as a national hero from the
muck of individualism. It was a sharp guerilla attack on the sacred
American System, but behind the thin skirmish-line lay a volunteer
army that was making ready to deploy for a general engagement
with plutocracy.
With the flood of light thrown upon the fundamental law by the
historians, the movement of liberalism passed quickly through suc
cessive phases of thought. After the first startled surprise it set
about the necessary business of acquainting the American people
with its findings in the confident belief that a democratic electorate
would speedily democratize the instrument. Of this first stage the
late Professor J. Allen Smith's The Spirit of flmerican Government
(1907) was the most adequate expression, a work that greatly in
fluenced the program of the rising Progressive Party. But changes
came swiftly and within half a dozen years the movement had
passed from political programs to economic, concerned not so
greatly with political democracy as with economic democracy. Of
this second phase Professor Beard's notable study, An Economic
Interpretation of the Constitution (1913), was the greatest intellec
tual achievement. Underlying this significant work was a philos
ophy of politics that set it sharply apart from preceding studies
a philosophy that unsympathetic readers were quick to attribute
to Karl Marx, but that in reality derived from sources far earlier
and for Americans at least far more respectable. The current con
ception of the political state as determined in its form and activities
by economic groups is no modern Marxian perversion of political
theory; it goes back to Aristotle, it underlay the thinking of Har
rington and Locke and the seventeenth-century English school, it
shaped the conclusions of Madison and Hamilton and John Adams,
it ran through all the discussions of the Constitutional Convention,
and it reappeared in the arguments of Webster and Calhoun. It
was the main-traveled road of political thought until a new highway
was laid out by French engineers, who, disliking the bog of eco
nomics, surveyed another route by way of romantic equalitarian
ism. The logic of the engineers was excellent, but the drift of
politics is little influenced by logic, and abstract equalitarianism
proved to be poor material for highway construction. In divorcing
political theory from contact with sobering reality it gave it over
to a treacherous romanticism. In seeking to avoid the bog of
economics it ran into an arid desert.
To get back once more on the main-traveled road, to put away
all profitless romanticisms and turn realist, taking up again the
method of economic interpretation unused in America since the
days of Webster and Calhoun, became therefore the business of the
second phase of liberalism to which Professor Beard applied him
self. The earlier group of liberals were ill equipped to wage suc
cessful war against plutocracy. Immersed in the traditional equal
itarian philosophy, they underestimated the strength of the enemies
of democracy. They did not realize what legions of Swiss Guards
property can summon to its defense. They were still romantic
idealists tilting at windmills, and it was to bring them to a sobering
sense of reality that The Economic Interpretation of the Constitution
was written. If property is the master force in every society one
cannot understand American institutional development until one
has come to understand the part property played in shaping the
fundamental law. Interpreted thus the myths that had gathered
about the Constitution fell away of themselves and the document
was revealed as English rather than French, the judicious expres
sion of substantial eighteenth-century realism that accepted the
property basis of political action, was skeptical of romantic ideal
isms, and was more careful to protect title-deeds to legal holdings
than to claim unsurveyed principalities in Utopia. If therefore
liberalism were to accomplish any substantial results it must ap
proach its problems in the same realistic spirit, recognizing the
masterful ambitions of property, recruiting democratic forces to
overmaster the Swiss Guards, leveling the strongholds that prop
erty had erected within the organic law, and taking care that no
new strongholds should rise. The problem confronting liberalism
was the problem of the subjection of property to social justice.
Yet interesting as was the muckraking tail of the comet, far more
significant was the core-the substantial body of knowledge
gathered by the scholars and flung into the scale of public opinion.
The realities of the American past had been covered deep with
layers of patriotic myths, provided in simpler days when the young
Republic, suffering from a natural inferiority complex, was building
up a defense against the acrid criticism of Tory Europe. Those
myths had long since served their purpose and had become a con
venient refuge for the bats and owls of the night; it was time to strip
them away and apply to the past objective standards of scholar
ship, and to interpret it in the light of an adequate philosophy of
history. To this work, so essential to any intelligent understanding
of the American experiment, a group of historians and political
scientists turned with competent skill, and the solid results of their
labor remained after the popular ferment'subsided, as a foundation
for later liberals to build on.
The journalistic muckrakers had demonstrated that America
was not in fact the equalitarian democracy it professed to be, and
the scholars supplemented their work by tracing to its historical
source the weakness of the democratic principle in governmental
practice. America had never been a democracy for the sufficient
reason that too many handicaps had been imposed upon the ma
jority will. The democratic principle had been bound with withes
like Samson and had become a plaything for the Philistines. From
the beginning-the scholars discovered-democracy and property
had been at bitter odds; the struggle invaded the Constitutional
Convention, it gave form to the party alignment between Ham
ilton and Jefferson, Jackson and Clay, and then during the slavery
struggle, sinking underground like a lost river, it nevertheless had
determined party conflicts down to the present. In this ceaseless
conflict between the man and the dollar, between democracy and
property, the reasons for persistent triumph of property were
sought in the provisions of the organic law, and from a critical
study of the Constitution came a discovery that struck home like
a submarine torpedo-the discovery that the drift toward plutoc
racy was not a drift away from the spirit of the Constitution, but
an inevitable unfolding from its premises; that instead of having
been conceived by the fathers as a democratic instrument, it
had been conceived in a spirit designedly hostile to democracy;
that it was, in fact, a carefully formulated expression of eighteenth
century property consciousness, erected as a defense against the
democratic spirit that had got out of hand during the Revolution,
and that the much-praised system of checks and balances was de
signed and intended for no other end than a check on the political
power of the majority-a power acutely feared by the property
consciousness of the times.
It was a startling discovery that profoundly stirred the liberal
mind of the early years of the century; yet the really surprising
thing is that it should have come as a surprise. It is not easy to
understand today why since Civil War days intelligent Americans
should so strangely have confused the Declaration of Independence
and the Constitution, and have come to accept them as comple
mentary statements of the democratic purpose of America. Their
unlikeness is unmistakable: the one a classical statement of French
humanitarian democracy, the other an organic law designed to
safeguard the minority under republican rule. The confusion must
be charged in part to the lawyers who had taken over the custodian
ship of the Constitution, and in part to the florid romantic temper
of the middle nineteenth century. When the fierce slavery struggle
fell into the past, whatever honest realism had risen from the pas
sions of the times was buried with the dead issue. The militant
attacks on the Constitution so common in Abolitionist circles after
1835, and the criticism of the Declaration that was a part of the
southern argument, were both forgotten, and with the Union re
established by force of arms, the idealistic cult of the fundamental
law entered on a second youth. In the blowsy Gilded Age the old
myths walked the land again, wrapped in battle-torn flags and
appealing to the blood shed on southern battlefields. It was not
till the advent of a generation unblinded by the passions of civil
war that the Constitution again was examined critically, and the
earlier charge of the Abolitionists that it was designed to serve
property rather than men, was heard once more. But this time
with far greater weight of evidence behind it. As the historians
dug amongst the contemporary records they came upon a mass of
fact the Abolitionists had been unaware of. The evidence was
written so plainly, in such explicit and incontrovertible words
not only in Elliott's Debates, but in the minutes of the several State
Conventions, in contemporary letters and memoirs, in newspapers
and pamphlets and polite literature that it seemed incredible that
honest men could have erred so greatly in confusing the Constitu
tion with the Declaration.
With the clarification of its philosophy the inflowing waters of
liberalism reached flood-tide; the movement would either recede or
pass over into radicalism. On the whole it followed the latter
course, and the years immediately preceding 1917 were years when
American intellectuals were immersing themselves in European
collectivistic philosophies-in Marxianism, Fabianism, Syndical
ism, Guild Socialism. New leaders were rising, philosophical
analysts like Thorstein Veblen who were mordant critics of Ameri
can economics. The influence of socialism was fast sweeping away
the last shreds of politicaNnd social romanticism that so long had
confused American thinking. The doctrine of economic determin
ism was spreading widely, and in the light of that doctrine the deep
significance of the industrial revolution was revealing itself for the
first time to thoughtful Americans. In its reaction to industrialism
America had reached the point Chartist England had reached in the
eighteen-forties and Marxian Germany in the eighteen-seventies.
That was before a mechanistic science had laid its heavy dis
couragements on the drafters of democratic programs. Accept
ing the principle of economic determinism, liberalism still clung to
its older democratic teleology, convinced that somehow economic
determinism would turn out to be a fairy godmother to the prole
tariat and that from the imperious drift of industrial expansion
must eventually issue social justice. Armed with this faith liberal
ism threw itself into the work of cleaning the Augean stables, and
its reward came in the achievements of President Wilson's first
administration.
Then the war intervened and the green fields shriveled in an
afternoon. With the cynicism that came with post-war days the
democratic liberalism of 1917 was thrown away like an empty
whiskey-flask. Clever young men began to make merry over de
mocracy. It was preposterous, they said, to concern oneself about
social justice; nobody wants social justice. The first want of every
man, as John Adams remarked a hundred years ago, is his dinner,
and the second his girl. Out of the muck of the war had come a
great discovery-so it was reported-the discovery that psychology
as well as economics has its word to say on politics. From the
army intelligence tests the moron emerged as a singular com
mentary on our American democracy, and with the discovery of
the moron the democratic principle was in for a slashing attack.
Almost overnight an army of enemies was marshaled against it.
The eugenist with his isolated germ theory flouted the perfectional
psychology of John Locke, with its emphasis on environment as
the determining factor in social evolution-a psychology on which
the whole idealistic interpretation was founded; the beardless
philosopher discovered Nietzsche and in his pages found the fit
master of the moron-the biological aristocrat who is the flower
that every civilization struggles to produce; the satirist discovered
the flatulent reality that is middle-class America and was eager to
thrust his jibes at the complacent denizens of the Valley of De
mocracy. Only the behaviorist, with his insistence on the plastic
ity of the new-born child, offers some shreds of comfort to the
democrat; but he quickly takes them away again with his simplifi
cation of conduct to imperious drives that stamp men as primitive
animals. If the mass-the raw materials of democracy-never
rises much above sex appeals and belly needs, surely it is poor stuff
to try to work up into an excellent civilization, and the dreams of
the social idealist who forecasts a glorious democratic future are
about as substantial as moonshine. It is a discouraging essay.
Yet it is perhaps conceivable that our current philosophy-the
brilliant coruscations of our younger intelligentsia-may indeed
not prove to be the last word in social philosophy. Perhaps-is this
lese-majeste-when our youngest liberals have themselves come to
the armchair age they will be smiled at in turn by sons who are
still cleverer and who will find their wisdom as foolish as the wisdom
of 1917 seems to them today. But that lies on the knees of the gods.
Endnotes:
from Sherwood Anderson: A Psychological Naturalist
*The notes that follow are from the syllabus. Publisher.
from A New Romance
* Cabell omitted, as there is a fuller discussion of him given.-Publisher.
from 1917-1924
* From the syllabus. Publisher.
' For a statement of the reaction of a young intellectual to the war, see Randolph
Bourne, Untimely Papers, 1919.
from William Allen White: A Son of the Middle Border 2 For a criticism of Nicholson, see Randolph Bourne, The History of a Literary
Radical, p. 128.
from Booth Tarkington: The Dean of American Middle Class Letters
3 See Mr. Cabell's criticism in Beyond Life, pp. 301-307.
4 For a review see the Nation, March 19, 1924.
from, Donn Byrne
* Sinclair Lewis omitted, as fuller material has been given.-Publisher.
** From the third section in the syllabus, which deals with "A New Romance."
Publisher.
5 See Cabeil's review of Messer Marco Polo in Straws and Prayer-Books, pp. 52-59o
The writer's full name is Brian Oswald Donn-Byrne.
from Certain Other Writers
6 For a striking characterization of Hergesheimer, see The Bookman, May, 1922.
For an appreciation, see Cabell, Straws and Prayer-Books, pp. 195-221.
from Some War Books
* See remarks on Miss Cather in the introduction to the text edition of Ole
Rolvaag's Giants in the Earth, which follows these syllabus notes.-Publisher.
from, Ole Rolvagg's "Giants in the Earth"
* Introduction to the text edition of Rolvaag's Giants in the Earth. Copyright
1929 by Harper and Brothers, by whose permission it is reprinted here. Publisher.
from The Short Story
*Lecture notes. This subject was not included in the contents, but contains some
matter of interest. Publisher.
from, A Chapter in American Liberalism
* This was apparently not intended as the introduction to Part I of Book Three,
but covers much of the ground indicated there. Publisher.
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